Bank of New York Mellon’s CARDICA INC COM NEW (DE) CRDC Stock Holding History

Bank of New York Mellon’s Portfolio CRDC Stock Details CRDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-1,900	Closed	-$3K	–	4337
2015 Q4	$3K	Buy	+1,900	New	+$3.73K	﹤0.01%	4325
2015 Q3	–	Sell	-2,410	Closed	-$12K	–	4423
2015 Q2	$12K	Buy	2,410 +969	+67%	+$4.32K	﹤0.01%	4253
2015 Q1	$9K	Sell	1,441 -316	-18%	-$1.94K	﹤0.01%	4218
2014 Q4	$12K	Sell	1,757 -5,000	-74%	-$41.1K	﹤0.01%	4222
2014 Q3	$73K	Hold	6,757	–	–	﹤0.01%	4119
2014 Q2	$77K	Buy	6,757 +5,000	+285%	+$50.7K	﹤0.01%	4030
2014 Q1	$18K	Hold	1,757	–	–	﹤0.01%	4151
2013 Q4	$17K	Hold	1,757	–	–	﹤0.01%	4176
2013 Q3	$23K	Hold	1,757	–	–	﹤0.01%	4113
2013 Q2	$19K	Buy	+1,757	New	+$22.1K	﹤0.01%	4110

Other funds holding CRDC

Broadfin Capital New York $747M AUM 100.56% 1-Year Est. Return

CCM

Camber Capital Management Boston, Massachusetts $1.07B AUM 8.19% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Sabby Management Miami Beach, Florida $45.1M AUM 74.25% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

DCM

DAFNA Capital Management Los Angeles, California $440M AUM 109.12% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return

ACP

Acuta Capital Partners Redwood City, California $142M AUM 783.79% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

EEG

E.E. Geduld $178M AUM 29.34% 1-Year Est. Return

Bank of New York Mellon's CRDC Position: Q1 2016 in Review

Bank of New York Mellon sold out of CARDICA INC COM NEW (DE) (CRDC) in Q1 2016, closing a stake of 1,900 shares — an estimated $3K sold.

Bank of New York Mellon first reported a position in CRDC in Q2 2013 and held it in 10 quarters. The position peaked at $77K in Q2 2014. 26 funds tracked by Wall St. Rank hold CRDC as of Q1 2016.

Bank of New York Mellon reported no remaining CARDICA INC COM NEW (DE) position as of Q1 2016 after selling out during the quarter.
Bank of New York Mellon sold 1,900 CARDICA INC COM NEW (DE) shares in Q1 2016, an estimated $3K.
Bank of New York Mellon first reported a position in CARDICA INC COM NEW (DE) in Q2 2013 and held it in 10 quarters.
Bank of New York Mellon's CARDICA INC COM NEW (DE) position peaked at $77K in Q2 2014.
26 funds tracked by Wall St. Rank held CARDICA INC COM NEW (DE) as of Q1 2016.

Based on Bank of New York Mellon's 13F filing for Q1 2016, filed 11 May 2016.