Bank of Montreal’s NUVEEN SENIOR INCM FD NSL Stock Holding History

Bank of Montreal’s Portfolio NSL Stock Details NSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-25,061	Closed	-$154K	–	4908
2018 Q3	$154K	Sell	25,061 -15,494	-38%	-$95.2K	﹤0.01%	2898
2018 Q2	$253K	Sell	40,555 -1,806	-4%	-$11.7K	﹤0.01%	2652
2018 Q1	$277K	Sell	42,361 -1,271	-3%	-$8.21K	﹤0.01%	2475
2017 Q4	$284K	Sell	43,632 -132	-0.3%	-$871	﹤0.01%	2541
2017 Q3	$293K	Buy	+43,764	New	+$293K	﹤0.01%	2500

Other funds holding NSL

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

CBA

Coastal Bridge Advisors Westport, Connecticut $1.41B AUM 24.15% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

Bank of Montreal's NSL Position: Q4 2018 in Review

Bank of Montreal sold out of NUVEEN SENIOR INCM FD (NSL) in Q4 2018, closing a stake of 25,061 shares — an estimated $154K sold.

Bank of Montreal first reported a position in NSL in Q3 2017 and held it in 5 quarters. The position peaked at $293K in Q3 2017. 71 funds tracked by Wall St. Rank hold NSL as of Q4 2018.

Bank of Montreal reported no remaining NUVEEN SENIOR INCM FD position as of Q4 2018 after selling out during the quarter.
Bank of Montreal sold 25,061 NUVEEN SENIOR INCM FD shares in Q4 2018, an estimated $154K.
Bank of Montreal first reported a position in NUVEEN SENIOR INCM FD in Q3 2017 and held it in 5 quarters.
Bank of Montreal's NUVEEN SENIOR INCM FD position peaked at $293K in Q3 2017.
71 funds tracked by Wall St. Rank held NUVEEN SENIOR INCM FD as of Q4 2018.

Based on Bank of Montreal's 13F filing for Q4 2018, filed 22 Jan 2019.