Baker Avenue Asset Management’s PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX NKY Stock Holding History

Baker Avenue Asset Management’s Portfolio NKY Stock Details NKY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-15,000	Closed	-$263K	–	313
2014 Q3	$263K	Buy	15,000 +1,160	+8%	+$20.6K	0.04%	219
2014 Q2	$246K	Hold	13,840	–	–	0.04%	249
2014 Q1	$237K	Sell	13,840 -1,460	-10%	-$25.2K	0.04%	181
2013 Q4	$284K	Sell	15,300 -4,700	-24%	-$83.4K	0.05%	177
2013 Q3	$353K	Hold	20,000	–	–	0.07%	145
2013 Q2	$331K	Buy	+20,000	New	+$332K	0.08%	126

Other funds holding NKY

MUMSS

Mitsubishi UFJ Morgan Stanley Securities Tokyo, Japan $32.7M AUM

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

Lattice Strategies Wayne, Pennsylvania $109M AUM 3.52% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

BCM

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

Baker Avenue Asset Management's NKY Position: Q4 2014 in Review

Baker Avenue Asset Management sold out of PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX (NKY) in Q4 2014, closing a stake of 15,000 shares — an estimated $263K sold.

Baker Avenue Asset Management first reported a position in NKY in Q2 2013 and held it in 6 quarters. The position peaked at $353K in Q3 2013. 21 funds tracked by Wall St. Rank hold NKY as of Q4 2014.

Baker Avenue Asset Management reported no remaining PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX position as of Q4 2014 after selling out during the quarter.
Baker Avenue Asset Management sold 15,000 PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX shares in Q4 2014, an estimated $263K.
Baker Avenue Asset Management first reported a position in PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX in Q2 2013 and held it in 6 quarters.
Baker Avenue Asset Management's PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX position peaked at $353K in Q3 2013.
21 funds tracked by Wall St. Rank held PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX as of Q4 2014.

Based on Baker Avenue Asset Management's 13F filing for Q4 2014, filed 13 Feb 2015.