Oppenheimer & Co’s PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX NKY Stock Holding History

Oppenheimer & Co’s Portfolio NKY Stock Details NKY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-21,684	Closed	-$378K	–	1436
2015 Q3	$378K	Sell	21,684 -7,686	-26%	-$145K	0.01%	911
2015 Q2	$574K	Buy	+29,370	New	+$577K	0.02%	819
2015 Q1	–	Sell	-141,450	Closed	-$2.41M	–	1583
2014 Q4	$2.41M	Sell	141,450 -182,622	-56%	-$3.16M	0.07%	336
2014 Q3	$5.69M	Sell	324,072 -41,949	-11%	-$744K	0.17%	140
2014 Q2	$6.5M	Sell	366,021 -5,809	-2%	-$99.3K	0.2%	123
2014 Q1	$6.36M	Sell	371,830 -39,869	-10%	-$689K	0.19%	127
2013 Q4	$7.63M	Sell	411,699 -88,602	-18%	-$1.57M	0.24%	100
2013 Q3	$8.82M	Sell	500,301 -8,455	-2%	-$143K	0.31%	69
2013 Q2	$8.32M	Buy	+508,756	New	+$8.44M	0.32%	70

Other funds holding NKY

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

MUS

Mitsubishi UFJ Securities Tokyo, Japan $69.4M AUM 17.25% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Lattice Strategies Wayne, Pennsylvania $109M AUM 3.52% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Oppenheimer & Co's NKY Position: Q4 2015 in Review

Oppenheimer & Co sold out of PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX (NKY) in Q4 2015, closing a stake of 21,684 shares — an estimated $378K sold.

Oppenheimer & Co first reported a position in NKY in Q2 2013 and held it in 9 quarters. The position peaked at $8.82M in Q3 2013. 16 funds tracked by Wall St. Rank hold NKY as of Q4 2015.

Oppenheimer & Co reported no remaining PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX position as of Q4 2015 after selling out during the quarter.
Oppenheimer & Co sold 21,684 PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX shares in Q4 2015, an estimated $378K.
Oppenheimer & Co first reported a position in PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX in Q2 2013 and held it in 9 quarters.
Oppenheimer & Co's PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX position peaked at $8.82M in Q3 2013.
16 funds tracked by Wall St. Rank held PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX as of Q4 2015.

Based on Oppenheimer & Co's 13F filing for Q4 2015, filed 3 Feb 2016.