Baird’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Baird’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	$652K	Sell	25,450 -100	-0.4%	-$2.58K	0.01%	874
2014 Q4	$656K	Buy	25,550 +2,000	+8%	+$50.8K	0.01%	861
2014 Q3	$593K	Hold	23,550	–	–	0.01%	783
2014 Q2	$597K	Sell	23,550 -1,200	-5%	-$30.4K	0.01%	795
2014 Q1	$630K	Sell	24,750 -1,500	-6%	-$37.6K	0.01%	779
2013 Q4	$648K	Sell	26,250 -1,966	-7%	-$48.6K	0.01%	735
2013 Q3	$696K	Sell	28,216 -30	-0.1%	-$741	0.01%	671
2013 Q2	$703K	Buy	+28,246	New	+$715K	0.01%	658

Other funds holding HSBC.PRA

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Conning Inc Hartford, Connecticut $3.01B AUM 16.23% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Baird's HSBC.PRA Position: Q1 2015 in Review

Baird reduced its HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) stake by 0.39% in Q1 2015, selling an estimated $2.58K and leaving 25,450 shares worth $652K. The position accounts for 0.01% of the portfolio, ranked #874.

Baird first reported a position in HSBC.PRA in Q2 2013 and has held it in 8 quarters since. The position peaked at $703K in Q2 2013. 96 funds tracked by Wall St. Rank hold HSBC.PRA as of Q1 2015.

Baird held 25,450 shares of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) worth $652K as of Q1 2015.
Baird sold 100 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q1 2015, an estimated $2.58K.
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) made up 0.01% of Baird's portfolio in Q1 2015, its #874 holding.
Baird first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2013 and has held it in 8 quarters since.
Baird's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $703K in Q2 2013.
96 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q1 2015.

Based on Baird's 13F filing for Q1 2015, filed 13 May 2015.