Baird’s AlphaClone Alternative Alpha ETF ALFA Stock Holding History

Baird’s Portfolio ALFA Stock Details ALFA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	$452K	Sell	9,985 -2,440	-20%	-$106K	﹤0.01%	985
2014 Q4	$526K	Sell	12,425 -1,082	-8%	-$44.1K	0.01%	927
2014 Q3	$539K	Sell	13,507 -78,432	-85%	-$3.09M	0.01%	811
2014 Q2	$3.6M	Sell	91,939 -4,010	-4%	-$151K	0.05%	333
2014 Q1	$3.65M	Buy	95,949 +15,184	+19%	+$584K	0.05%	339
2013 Q4	$3.04M	Buy	80,765 +7,132	+10%	+$259K	0.05%	377
2013 Q3	$2.59M	Buy	73,633 +11,041	+18%	+$372K	0.05%	390
2013 Q2	$1.97M	Buy	+62,592	New	+$1.97M	0.04%	416

Other funds holding ALFA

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

CWA

Constellation Wealth Advisors New York $903M AUM 2.38% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

TCM

Tuttle Capital Management Riverside, Connecticut $60.8M AUM 17.47% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Baird's ALFA Position: Q1 2015 in Review

Baird reduced its AlphaClone Alternative Alpha ETF (ALFA) stake by 20% in Q1 2015, selling an estimated $106K and leaving 9,985 shares worth $452K. The position accounts for ﹤0.01% of the portfolio, ranked #985.

Baird first reported a position in ALFA in Q2 2013 and has held it in 8 quarters since. The position peaked at $3.65M in Q1 2014. 20 funds tracked by Wall St. Rank hold ALFA as of Q1 2015.

Baird held 9,985 shares of AlphaClone Alternative Alpha ETF worth $452K as of Q1 2015.
Baird sold 2,440 AlphaClone Alternative Alpha ETF shares in Q1 2015, an estimated $106K.
AlphaClone Alternative Alpha ETF made up ﹤0.01% of Baird's portfolio in Q1 2015, its #985 holding.
Baird first reported a position in AlphaClone Alternative Alpha ETF in Q2 2013 and has held it in 8 quarters since.
Baird's AlphaClone Alternative Alpha ETF position peaked at $3.65M in Q1 2014.
20 funds tracked by Wall St. Rank held AlphaClone Alternative Alpha ETF as of Q1 2015.

Based on Baird's 13F filing for Q1 2015, filed 13 May 2015.