BRWM
PHT

B. Riley Wealth Management’s Pioneer High Income Fund PHT Stock Holding History

B. Riley Wealth Management’s Portfolio PHT Stock Details PHT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-3,900
Closed -$45K – 593
2015
Q2 		$45K Buy
+3,900
New +$48.8K 0.04% 439

Other funds holding PHT

Cohen & Steers
Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return
Sit Investment Associates
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
MSI Financial Services
MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
WCM
Windsor Capital Management Phoenix, Arizona $389M AUM 10.81% 1-Year Est. Return
Guggenheim Capital
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Cetera Advisor Networks
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
Private Advisor Group
Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

B. Riley Wealth Management's PHT Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Pioneer High Income Fund (PHT) in Q3 2015, closing a stake of 3,900 shares — an estimated $45K sold.

B. Riley Wealth Management first reported a position in PHT in Q2 2015 and held it in 1 quarter. The position peaked at $45K in Q2 2015. 43 funds tracked by Wall St. Rank hold PHT as of Q3 2015.

  • B. Riley Wealth Management reported no remaining Pioneer High Income Fund position as of Q3 2015 after selling out during the quarter.
  • B. Riley Wealth Management sold 3,900 Pioneer High Income Fund shares in Q3 2015, an estimated $45K.
  • B. Riley Wealth Management first reported a position in Pioneer High Income Fund in Q2 2015 and held it in 1 quarter.
  • B. Riley Wealth Management's Pioneer High Income Fund position peaked at $45K in Q2 2015.
  • 43 funds tracked by Wall St. Rank held Pioneer High Income Fund as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.