National Planning Corporation’s Pioneer High Income Fund PHT Stock Holding History

National Planning Corporation’s Portfolio PHT Stock Details PHT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-11,860	Closed	-$118K	–	722
2016 Q4	$118K	Sell	11,860 -185,272	-94%	-$1.86M	0.01%	664
2016 Q3	$1.93M	Sell	197,132 -722	-0.4%	-$7.5K	0.15%	142
2016 Q2	$2.05M	Buy	197,854 +104,454	+112%	+$1.05M	0.16%	136
2016 Q1	$931K	Buy	93,400 +1,835	+2%	+$17K	0.08%	236
2015 Q4	$813K	Buy	91,565 +9,879	+12%	+$101K	0.07%	287
2015 Q3	$885K	Buy	81,686 +946	+1%	+$10.3K	0.08%	232
2015 Q2	$886K	Sell	80,740 -2,329	-3%	-$29.1K	0.08%	239
2015 Q1	$1.07M	Sell	83,069 -14,885	-15%	-$222K	0.1%	202
2014 Q4	$1.7M	Sell	97,954 -564	-0.6%	-$9.78K	0.12%	164
2014 Q3	$1.69M	Sell	98,518 -11,867	-11%	-$210K	0.13%	158
2014 Q2	$2.04M	Buy	110,385 +1,052	+1%	+$19.2K	0.16%	130
2014 Q1	$1.95M	Sell	109,333 -7,661	-7%	-$135K	0.17%	127
2013 Q4	$1.99M	Buy	116,994 +10,305	+10%	+$176K	0.18%	129
2013 Q3	$1.81M	Buy	106,689 +24,504	+30%	+$408K	0.18%	131
2013 Q2	$1.37M	Buy	+82,185	New	+$1.42M	0.17%	135

Other funds holding PHT

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.27B AUM 18.34% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

AGM

Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return

National Planning Corporation's PHT Position: Q1 2017 in Review

National Planning Corporation sold out of Pioneer High Income Fund (PHT) in Q1 2017, closing a stake of 11,860 shares — an estimated $118K sold.

National Planning Corporation first reported a position in PHT in Q2 2013 and held it in 15 quarters. The position peaked at $2.05M in Q2 2016. 47 funds tracked by Wall St. Rank hold PHT as of Q1 2017.

National Planning Corporation reported no remaining Pioneer High Income Fund position as of Q1 2017 after selling out during the quarter.
National Planning Corporation sold 11,860 Pioneer High Income Fund shares in Q1 2017, an estimated $118K.
National Planning Corporation first reported a position in Pioneer High Income Fund in Q2 2013 and held it in 15 quarters.
National Planning Corporation's Pioneer High Income Fund position peaked at $2.05M in Q2 2016.
47 funds tracked by Wall St. Rank held Pioneer High Income Fund as of Q1 2017.

Based on National Planning Corporation's 13F filing for Q1 2017, filed 15 May 2017.