B. Riley Wealth Advisors’s State Street SPDR S&P Transportation ETF XTN Stock Holding History

B. Riley Wealth Advisors’s Portfolio XTN Stock Details XTN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-4,536	Closed	-$292K	–	907
2019 Q4	$292K	Buy	4,536 +1,080	+31%	+$68.3K	0.02%	608
2019 Q3	$211K	Buy	+3,456	New	+$210K	0.02%	715
2015 Q2	–	Sell	-4,512	Closed	-$240K	–	593
2015 Q1	$240K	Sell	4,512 -3,808	-46%	-$202K	0.06%	417
2014 Q4	$2.48K	Buy	+8,320	New	+$415K	0.05%	479

Other funds holding XTN

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HCM

Hollencrest Capital Management Newport Beach, California $2.7B AUM 23.62% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

B. Riley Wealth Advisors's XTN Position: Q1 2020 in Review

B. Riley Wealth Advisors sold out of State Street SPDR S&P Transportation ETF (XTN) in Q1 2020, closing a stake of 4,536 shares — an estimated $292K sold.

B. Riley Wealth Advisors first reported a position in XTN in Q4 2014 and held it in 4 quarters. The position peaked at $292K in Q4 2019. 40 funds tracked by Wall St. Rank hold XTN as of Q1 2020.

B. Riley Wealth Advisors reported no remaining State Street SPDR S&P Transportation ETF position as of Q1 2020 after selling out during the quarter.
B. Riley Wealth Advisors sold 4,536 State Street SPDR S&P Transportation ETF shares in Q1 2020, an estimated $292K.
B. Riley Wealth Advisors first reported a position in State Street SPDR S&P Transportation ETF in Q4 2014 and held it in 4 quarters.
B. Riley Wealth Advisors's State Street SPDR S&P Transportation ETF position peaked at $292K in Q4 2019.
40 funds tracked by Wall St. Rank held State Street SPDR S&P Transportation ETF as of Q1 2020.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2020, filed 6 May 2020.