B. Riley Wealth Advisors’s NEOS Nasdaq-100 Hedged Equity Income ETF QQQH Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-9,191	Closed	-$514K	–	1523
2021 Q4	$514K	Buy	9,191 +3,045	+50%	+$170K	0.01%	792
2021 Q3	$338K	Buy	6,146 +320	+5%	+$17.6K	0.01%	984
2021 Q2	$328K	Buy	5,826 +1,309	+29%	+$73.7K	0.01%	972
2021 Q1	$243K	Buy	+4,517	New	+$243K	0.01%	1105