BRWA
PDT

B. Riley Wealth Advisors’s John Hancock Premium Dividend Fund PDT Stock Holding History

B. Riley Wealth Advisors’s Portfolio PDT Stock Details PDT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-10,317
Closed -$137K – 726
2013
Q2 		$137K Buy
+10,317
New +$145K 0.05% 460

Other funds holding PDT

FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
NCM
Newgate Capital Management Greenwich, Connecticut $121M AUM 3.73% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

B. Riley Wealth Advisors's PDT Position: Q3 2013 in Review

B. Riley Wealth Advisors sold out of John Hancock Premium Dividend Fund (PDT) in Q3 2013, closing a stake of 10,317 shares — an estimated $137K sold.

B. Riley Wealth Advisors first reported a position in PDT in Q2 2013 and held it in 1 quarter. The position peaked at $137K in Q2 2013. 63 funds tracked by Wall St. Rank hold PDT as of Q3 2013.

  • B. Riley Wealth Advisors reported no remaining John Hancock Premium Dividend Fund position as of Q3 2013 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 10,317 John Hancock Premium Dividend Fund shares in Q3 2013, an estimated $137K.
  • B. Riley Wealth Advisors first reported a position in John Hancock Premium Dividend Fund in Q2 2013 and held it in 1 quarter.
  • B. Riley Wealth Advisors's John Hancock Premium Dividend Fund position peaked at $137K in Q2 2013.
  • 63 funds tracked by Wall St. Rank held John Hancock Premium Dividend Fund as of Q3 2013.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.