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PDT

John Hancock Premium Dividend Fund

63 hedge funds and large institutions have $69.9M invested in John Hancock Premium Dividend Fund in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 19 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more capital invested

Capital invested by funds: $58.9M → $69.9M (+$11M)

2.8% more ownership

Funds ownership: 8.88%11.68% (+2.8%)

5% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 19

5% less funds holding

Funds holding: 6663 (-3)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

Holders
63
Holders Change
-3
Holders Change %
-4.55%
% of All Funds
2.04%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
20
Reduced
19
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FIMG
1
Financial & Investment Management Group
Michigan
$17M +$15.6M +1,241,716 +693%
NCM
2
Newgate Capital Management
Connecticut
$6.23M +$605K +48,119 +10%
Wells Fargo
3
Wells Fargo
California
$6.12M +$163K +12,952 +3%
Invesco
4
Invesco
Georgia
$5.31M -$370K -29,428 -6%
GC
5
Guggenheim Capital
Illinois
$4.67M +$851K +67,683 +21%
U
6
UBS
Switzerland
$4.04M +$1.67M +132,892 +65%
Morgan Stanley
7
Morgan Stanley
New York
$2.9M -$411K -32,668 -12%
Bank of America
8
Bank of America
North Carolina
$2.47M -$403K -32,066 -13%
CA
9
Cornerstone Advisors
North Carolina
$1.46M +$104K +8,300 +7%
LPL Financial
10
LPL Financial
California
$1.44M -$370K -29,412 -19%
AAM
11
Advisors Asset Management
Colorado
$1.42M -$693K -55,080 -32%
TC
12
TFS Capital
Pennsylvania
$1.3M +$805K +63,982 +142%
SFS
13
Shaker Financial Services
Virginia
$1.22M -$247K -19,600 -16%
HB
14
Homrich & Berg
Georgia
$1.2M -$549K -43,640 -30%
AQR Capital Management
15
AQR Capital Management
Connecticut
$1.13M +$1.05M +83,594 +752%
IH
16
IFC Holdings
Florida
$770K -$106K -8,403 -12%
AIG
17
American International Group
New York
$748K -$29.4K -2,334 -4%
DA
18
Doliver Advisors
Texas
$682K +$226K +17,962 +46%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$677K +$86.6K +6,888 +14%
Goldman Sachs
20
Goldman Sachs
New York
$664K +$698K +55,504 New
AIM
21
Assured Investment Management
New York
$647K
VKH
22
Virtu KCG Holdings
New York
$643K +$675K +53,706 New
Northern Trust
23
Northern Trust
Illinois
$590K +$620K +49,320 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$478K +$43.1K +3,427 +9%
AA
25
Ancora Advisors
Ohio
$476K +$501K +39,800 New

PDT Hedge Fund Activity: Q3 2013 in Review

63 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in John Hancock Premium Dividend Fund (PDT) for Q3 2013, worth a combined $69.9M — up 19% from $58.9M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of PDT and 10 opened new positions — a net loss of 2 holders — while 19 trimmed existing stakes and 20 added.

The largest buyer was Financial & Investment Management Group, adding an estimated $15.6M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $752K sold.

  • 63 institutional investors held John Hancock Premium Dividend Fund (PDT) as of Q3 2013, down from 66 in Q2 2013.
  • Funds reported $69.9M of John Hancock Premium Dividend Fund stock for Q3 2013, up 19% quarter-over-quarter.
  • 10 funds opened new John Hancock Premium Dividend Fund positions in Q3 2013 and 12 closed out, a net change of -2 holders.
  • The largest John Hancock Premium Dividend Fund buyer in Q3 2013 was Financial & Investment Management Group, an estimated $15.6M added.
  • The largest John Hancock Premium Dividend Fund seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $752K sold.

Based on aggregated 13F filings for Q3 2013.