BRWA
OAKS

B. Riley Wealth Advisors’s Five Oaks Investment Corp. OAKS Stock Holding History

B. Riley Wealth Advisors’s Portfolio OAKS Stock Details OAKS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-3,000
Closed -$32 – 2406
2014
Q4 		$32 Buy
+3,000
New +$32.9K ﹤0.01% 2340
2014
Q3 		– Sell
-3,000
Closed -$33.9K – 2237
2014
Q2 		$33.9K Buy
+3,000
New +$35.1K 0.01% 1197

Other funds holding OAKS

Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
BIG
Blackthorn Investment Group Overland Park, Kansas $26.8M AUM 12.33% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

B. Riley Wealth Advisors's OAKS Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of Five Oaks Investment Corp. (OAKS) in Q1 2015, closing a stake of 3,000 shares — an estimated $32 sold.

B. Riley Wealth Advisors first reported a position in OAKS in Q2 2014 and held it in 2 quarters. The position peaked at $33.9K in Q2 2014. 29 funds tracked by Wall St. Rank hold OAKS as of Q1 2015.

  • B. Riley Wealth Advisors reported no remaining Five Oaks Investment Corp. position as of Q1 2015 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 3,000 Five Oaks Investment Corp. shares in Q1 2015, an estimated $32.
  • B. Riley Wealth Advisors first reported a position in Five Oaks Investment Corp. in Q2 2014 and held it in 2 quarters.
  • B. Riley Wealth Advisors's Five Oaks Investment Corp. position peaked at $33.9K in Q2 2014.
  • 29 funds tracked by Wall St. Rank held Five Oaks Investment Corp. as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.