B. Riley Financial’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

B. Riley Financial’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-6,734	Closed	-$1.96M	–	181
2018 Q3	$1.96M	Sell	6,734 -2,859	-30%	-$814K	0.56%	38
2018 Q2	$2.62M	Sell	9,593 -1,828	-16%	-$494K	0.69%	33
2018 Q1	$3M	Buy	11,421 +599	+6%	+$163K	0.84%	26
2017 Q4	$2.89M	Sell	10,822 -587	-5%	-$153K	0.75%	26
2017 Q3	$2.87M	Buy	11,409 +4,229	+59%	+$1.04M	0.78%	25
2017 Q2	$1.74M	Buy	7,180 +3	+0%	+$719	0.47%	55
2017 Q1	$1.69M	Buy	7,177 +2	+0%	+$465	0.85%	32
2016 Q4	$1.6M	Sell	7,175 -1,476	-17%	-$322K	1.07%	27
2016 Q3	$1.87M	Buy	8,651 +181	+2%	+$39.1K	1.2%	21
2016 Q2	$1.77M	Buy	8,470 +1	+0%	+$207	1.03%	26
2016 Q1	$1.74M	Sell	8,469 -849	-9%	-$166K	1.28%	23
2015 Q4	$1.9M	Buy	+9,318	New	+$1.91M	1.37%	19

Other funds holding SPY

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

B. Riley Financial's SPY Position: Q4 2018 in Review

B. Riley Financial sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q4 2018, closing a stake of 6,734 shares — an estimated $1.96M sold.

B. Riley Financial first reported a position in SPY in Q4 2015 and held it in 12 quarters. The position peaked at $3M in Q1 2018. 2,199 funds tracked by Wall St. Rank hold SPY as of Q4 2018.

B. Riley Financial reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q4 2018 after selling out during the quarter.
B. Riley Financial sold 6,734 State Street SPDR S&P 500 ETF Trust shares in Q4 2018, an estimated $1.96M.
B. Riley Financial first reported a position in State Street SPDR S&P 500 ETF Trust in Q4 2015 and held it in 12 quarters.
B. Riley Financial's State Street SPDR S&P 500 ETF Trust position peaked at $3M in Q1 2018.
2,199 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.