B. Riley Financial’s Invesco Preferred ETF PGX Stock Holding History

B. Riley Financial’s Portfolio PGX Stock Details PGX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-68,085	Closed	-$975K	–	174
2018 Q3	$975K	Buy	68,085 +7,936	+13%	+$115K	0.28%	62
2018 Q2	$876K	Buy	60,149 +6,952	+13%	+$101K	0.23%	82
2018 Q1	$777K	Buy	53,197 +444	+0.8%	+$6.47K	0.22%	108
2017 Q4	$784K	Buy	52,753 +2,328	+5%	+$34.9K	0.2%	115
2017 Q3	$758K	Buy	50,425 +9,898	+24%	+$149K	0.21%	117
2017 Q2	$612K	Buy	40,527 +7,685	+23%	+$115K	0.17%	130
2017 Q1	$487K	Buy	32,842 +1,598	+5%	+$23.4K	0.24%	96
2016 Q4	$445K	Buy	31,244 +7,543	+32%	+$110K	0.3%	71
2016 Q3	$359K	Hold	23,701	–	–	0.23%	70
2016 Q2	$361K	Sell	23,701 -2,972	-11%	-$44.6K	0.21%	65
2016 Q1	$398K	Sell	26,673 -2,617	-9%	-$38.5K	0.29%	63
2015 Q4	$438K	Buy	+29,290	New	+$432K	0.32%	63

Other funds holding PGX

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

CFG

CNO Financial Group Carmel, Indiana $174M AUM 1.66% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HNB

Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

B. Riley Financial's PGX Position: Q4 2018 in Review

B. Riley Financial sold out of Invesco Preferred ETF (PGX) in Q4 2018, closing a stake of 68,085 shares — an estimated $975K sold.

B. Riley Financial first reported a position in PGX in Q4 2015 and held it in 12 quarters. The position peaked at $975K in Q3 2018. 344 funds tracked by Wall St. Rank hold PGX as of Q4 2018.

B. Riley Financial reported no remaining Invesco Preferred ETF position as of Q4 2018 after selling out during the quarter.
B. Riley Financial sold 68,085 Invesco Preferred ETF shares in Q4 2018, an estimated $975K.
B. Riley Financial first reported a position in Invesco Preferred ETF in Q4 2015 and held it in 12 quarters.
B. Riley Financial's Invesco Preferred ETF position peaked at $975K in Q3 2018.
344 funds tracked by Wall St. Rank held Invesco Preferred ETF as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.