B. Riley Financial’s NewtekOne NEWT Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2016
Q4
Sell
-13,766
Closed -$196K 146
2016
Q3
$196K Hold
13,766
0.13% 128
2016
Q2
$175K Hold
13,766
0.1% 123
2016
Q1
$172K Hold
13,766
0.13% 120
2015
Q4
$197K Buy
+13,766
New +$197K 0.14% 116