B. Riley Financial’s Nuveen Taxable Municipal Income Fund NBB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-21,647	Closed	-$433K	–	172
2018 Q3	$433K	Sell	21,647 -1,800	-8%	-$36.9K	0.16%	122
2018 Q2	$483K	Sell	23,447 -400	-2%	-$8.16K	0.14%	138
2018 Q1	$496K	Hold	23,847	–	–	0.16%	157
2017 Q4	$524K	Sell	23,847 -976	-4%	-$21.2K	0.17%	157
2017 Q3	$533K	Sell	24,823 -400	-2%	-$8.57K	0.17%	152
2017 Q2	$529K	Sell	25,223 -400	-2%	-$8.37K	0.22%	145
2017 Q1	$536K	Hold	25,623	–	–	0.32%	79
2016 Q4	$529K	Sell	25,623 -300	-1%	-$6.27K	0.38%	65
2016 Q3	$588K	Hold	25,923	–	–	0.48%	53
2016 Q2	$591K	Hold	25,923	–	–	0.43%	54
2016 Q1	$560K	Sell	25,923 -1,500	-5%	-$31.3K	0.41%	52
2015 Q4	$551K	Buy	+27,423	New	+$545K	0.42%	55