B. Riley Financial’s Nuveen Taxable Municipal Income Fund NBB Stock Holding History

B. Riley Financial’s Portfolio NBB Stock Details NBB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-21,647	Closed	-$433K	–	166
2018 Q3	$433K	Sell	21,647 -1,800	-8%	-$36.9K	0.12%	122
2018 Q2	$483K	Sell	23,447 -400	-2%	-$8.16K	0.13%	138
2018 Q1	$496K	Hold	23,847	–	–	0.14%	157
2017 Q4	$524K	Sell	23,847 -976	-4%	-$21.2K	0.14%	157
2017 Q3	$533K	Sell	24,823 -400	-2%	-$8.57K	0.15%	152
2017 Q2	$529K	Sell	25,223 -400	-2%	-$8.37K	0.14%	145
2017 Q1	$536K	Hold	25,623	–	–	0.27%	79
2016 Q4	$529K	Sell	25,623 -300	-1%	-$6.27K	0.35%	65
2016 Q3	$588K	Hold	25,923	–	–	0.38%	53
2016 Q2	$591K	Hold	25,923	–	–	0.34%	54
2016 Q1	$560K	Sell	25,923 -1,500	-5%	-$31.3K	0.41%	52
2015 Q4	$551K	Buy	+27,423	New	+$545K	0.4%	55

Other funds holding NBB

TIM

Tortoise Investment Management White Plains, New York $1.34B AUM 16.05% 1-Year Est. Return

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $532M AUM 56.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $2.02B AUM 40.6% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

B. Riley Financial's NBB Position: Q4 2018 in Review

B. Riley Financial sold out of Nuveen Taxable Municipal Income Fund (NBB) in Q4 2018, closing a stake of 21,647 shares — an estimated $433K sold.

B. Riley Financial first reported a position in NBB in Q4 2015 and held it in 12 quarters. The position peaked at $591K in Q2 2016. 72 funds tracked by Wall St. Rank hold NBB as of Q4 2018.

B. Riley Financial reported no remaining Nuveen Taxable Municipal Income Fund position as of Q4 2018 after selling out during the quarter.
B. Riley Financial sold 21,647 Nuveen Taxable Municipal Income Fund shares in Q4 2018, an estimated $433K.
B. Riley Financial first reported a position in Nuveen Taxable Municipal Income Fund in Q4 2015 and held it in 12 quarters.
B. Riley Financial's Nuveen Taxable Municipal Income Fund position peaked at $591K in Q2 2016.
72 funds tracked by Wall St. Rank held Nuveen Taxable Municipal Income Fund as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.