B. Riley Financial’s KBL Merger Corp. IV Unit KBLMU Stock Holding History

B. Riley Financial’s Portfolio KBLMU Stock Details KBLMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-40,000	Closed	-$416K	–	346
2018 Q1	$416K	Hold	40,000	–	–	0.12%	179
2017 Q4	$406K	Hold	40,000	–	–	0.11%	185
2017 Q3	$408K	Hold	40,000	–	–	0.11%	190
2017 Q2	$408K	Buy	+40,000	New	+$402K	0.11%	163

Other funds holding KBLMU

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return

BCM

Basso Capital Management Stamford, Connecticut $163M AUM 21.95% 1-Year Est. Return

Kepos Capital New York $61.3M AUM 12.13% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

B. Riley Financial's KBLMU Position: Q2 2018 in Review

B. Riley Financial sold out of KBL Merger Corp. IV Unit (KBLMU) in Q2 2018, closing a stake of 40,000 shares — an estimated $416K sold.

B. Riley Financial first reported a position in KBLMU in Q2 2017 and held it in 4 quarters. The position peaked at $416K in Q1 2018. 9 funds tracked by Wall St. Rank hold KBLMU as of Q2 2018.

B. Riley Financial reported no remaining KBL Merger Corp. IV Unit position as of Q2 2018 after selling out during the quarter.
B. Riley Financial sold 40,000 KBL Merger Corp. IV Unit shares in Q2 2018, an estimated $416K.
B. Riley Financial first reported a position in KBL Merger Corp. IV Unit in Q2 2017 and held it in 4 quarters.
B. Riley Financial's KBL Merger Corp. IV Unit position peaked at $416K in Q1 2018.
9 funds tracked by Wall St. Rank held KBL Merger Corp. IV Unit as of Q2 2018.

Based on B. Riley Financial's 13F filing for Q2 2018, filed 14 Aug 2018.