B. Riley Financial’s ProShares Large Cap Core Plus CSM Stock Holding History

B. Riley Financial’s Portfolio CSM Stock Details CSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-11,666	Closed	-$405K	–	203
2018 Q2	$405K	Buy	11,666 +38	+0.3%	+$1.28K	0.11%	175
2018 Q1	$387K	Buy	+11,628	New	+$397K	0.11%	185
2017 Q4	–	Sell	-12,202	Closed	-$382K	–	315
2017 Q3	$382K	Buy	+12,202	New	+$373K	0.1%	195

Other funds holding CSM

MFG

Merit Financial Group Alpharetta, Georgia $13.5B AUM 19.09% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Kayne Anderson Rudnick Investment Management Los Angeles, California $34B AUM 6.31% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

LPT

Legacy Private Trust Neenah, Wisconsin $1.63B AUM 17.53% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BRWM

B. Riley Wealth Management Memphis, Tennessee $85.5M AUM 3.46% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

B. Riley Financial's CSM Position: Q3 2018 in Review

B. Riley Financial sold out of ProShares Large Cap Core Plus (CSM) in Q3 2018, closing a stake of 11,666 shares — an estimated $405K sold.

B. Riley Financial first reported a position in CSM in Q3 2017 and held it in 3 quarters. The position peaked at $405K in Q2 2018. 92 funds tracked by Wall St. Rank hold CSM as of Q3 2018.

B. Riley Financial reported no remaining ProShares Large Cap Core Plus position as of Q3 2018 after selling out during the quarter.
B. Riley Financial sold 11,666 ProShares Large Cap Core Plus shares in Q3 2018, an estimated $405K.
B. Riley Financial first reported a position in ProShares Large Cap Core Plus in Q3 2017 and held it in 3 quarters.
B. Riley Financial's ProShares Large Cap Core Plus position peaked at $405K in Q2 2018.
92 funds tracked by Wall St. Rank held ProShares Large Cap Core Plus as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.