Axa’s Upland Software UPLD Stock Holding History

Axa’s Portfolio UPLD Stock Details UPLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-470	Closed	-$214K	–	1357
2019 Q2	$214K	Sell	470 -260	-36%	-$119K	﹤0.01%	1221
2019 Q1	$309K	Buy	+730	New	+$248K	﹤0.01%	1190

Other funds holding UPLD

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

PCM

Portolan Capital Management Boston, Massachusetts $1.88B AUM 115.74% 1-Year Est. Return

CDAM (UK) London, United Kingdom $451M AUM 6.84% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

GEH

General Equity Holdings Brooklyn, New York $135M AUM 32.96% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

GIPM

G2 Investment Partners Management New York $406M AUM 164.47% 1-Year Est. Return

Axa's UPLD Position: Q3 2019 in Review

Axa sold out of Upland Software (UPLD) in Q3 2019, closing a stake of 470 shares — an estimated $214K sold.

Axa first reported a position in UPLD in Q1 2019 and held it in 2 quarters. The position peaked at $309K in Q1 2019. 181 funds tracked by Wall St. Rank hold UPLD as of Q3 2019.

Axa reported no remaining Upland Software position as of Q3 2019 after selling out during the quarter.
Axa sold 470 Upland Software shares in Q3 2019, an estimated $214K.
Axa first reported a position in Upland Software in Q1 2019 and held it in 2 quarters.
Axa's Upland Software position peaked at $309K in Q1 2019.
181 funds tracked by Wall St. Rank held Upland Software as of Q3 2019.

Based on Axa's 13F filing for Q3 2019, filed 14 Nov 2019.