Axa’s Ready Capital RC Stock Holding History

Axa’s Portfolio RC Stock Details RC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-200	Closed	-$3K	–	1472
2015 Q3	$3K	Sell	200 -200	-50%	-$3.07K	﹤0.01%	1435
2015 Q2	$6K	Hold	400	–	–	﹤0.01%	1390
2015 Q1	$7K	Hold	400	–	–	﹤0.01%	1410
2014 Q4	$7K	Buy	+400	New	+$7.12K	﹤0.01%	1397

Other funds holding RC

State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

Kerrisdale Advisers Miami, Florida $263M AUM 40.01% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Axa's RC Position: Q4 2015 in Review

Axa sold out of Ready Capital (RC) in Q4 2015, closing a stake of 200 shares — an estimated $3K sold.

Axa first reported a position in RC in Q4 2014 and held it in 4 quarters. The position peaked at $7K in Q1 2015. 39 funds tracked by Wall St. Rank hold RC as of Q4 2015.

Axa reported no remaining Ready Capital position as of Q4 2015 after selling out during the quarter.
Axa sold 200 Ready Capital shares in Q4 2015, an estimated $3K.
Axa first reported a position in Ready Capital in Q4 2014 and held it in 4 quarters.
Axa's Ready Capital position peaked at $7K in Q1 2015.
39 funds tracked by Wall St. Rank held Ready Capital as of Q4 2015.

Based on Axa's 13F filing for Q4 2015, filed 12 Feb 2016.