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AWMDMG

Austin W. Marxe & David M. Greenhouse Portfolio holdings

AUM $733M
1-Year Est. Return 21.72%
This Fund
S&P 500
This Quarter Est. Return
+11.52%
1 Year Est. Return
+21.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$903M
AUM Growth
-$30.1M
Cap. Flow
-$100M
Cap. Flow %
-11.08%
Top 10 Hldgs %
32.84%
Holding
150
New
16
Increased
20
Reduced
43
Closed
15

Top Buys

Rank Stock Value
1
ARGS
Argos Therapeutics, Inc.
ARGS
+$7.5M
2
ASC icon
Ardmore Shipping
ASC
+$6.13M
3
CGEN icon
Compugen
CGEN
+$5.78M
4
WATT icon
Energous
WATT
+$3.99M
5
YUME
YuMe, Inc.
YUME
+$3.49M

Top Sells

Rank Stock Value
1
ARWR icon
Arrowhead Research
ARWR
+$32.2M
2
SGMO
SANGAMO THERAPEUTICS INC
SGMO
+$24M
3
RGLS
Regulus Therapeutics
RGLS
+$10.7M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$8.16M
5
PCRX icon
Pacira BioSciences
PCRX
+$6.2M

Sector Composition

Rank Sector Weight
1 Technology 29.23%
2 Industrials 15.69%
3 Healthcare 13.3%
4 Consumer Discretionary 1.51%
5 Materials 0.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UCTT
1
Ultra Clean Holdings
UCTT
$3.12B
$28.6M 3.16%
2,172,878
-451,990
-17% -$5.64M
PRKR
2
DELISTED
Parkervision Inc
PRKR
$28.2M 3.13%
588,158
-35,230
-6% -$1.71M
ADEP
3
DELISTED
Adept Technology Inc
ADEP
$27.9M 3.09%
1,467,850
-229,730
-14% -$3.95M
BWEN icon
4
Broadwind
BWEN
$81.7M
$26.8M 2.96%
2,190,943
-200,100
-8% -$1.95M
CEVA icon
5
CEVA Inc
CEVA
$831M
$23.8M 2.64%
1,355,350
– –
KOPN icon
6
Kopin
KOPN
$586M
$23.2M 2.56%
6,126,598
+50,000
+0.8% +$202K
POWR
7
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$21.5M 2.38%
917,000
– –
PFSW
8
DELISTED
PFSweb, Inc.
PFSW
$21.1M 2.34%
2,348,955
– –
ARWR icon
9
Arrowhead Research
ARWR
$12.1B
$21.1M 2.33%
1,283,088
-1,831,666
-59% -$32.2M
ENTR
10
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$19M 2.1%
4,636,946
– –
OVTI
11
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$18.1M 2%
1,022,893
-50,000
-5% -$812K
EAC
12
DELISTED
Erickson Incorporated
EAC
$17.4M 1.92%
899,292
-15,532
-2% -$313K
SMT
13
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
$17.1M 1.89%
356,675
-24,997
-7% -$786K
SIMO icon
14
Silicon Motion
SIMO
$7.11B
$15.2M 1.68%
906,197
-50,000
-5% -$807K
PCRX icon
15
Pacira BioSciences
PCRX
$1.04B
$14M 1.55%
200,000
-91,095
-31% -$6.2M
NPTN
16
DELISTED
NEOPHOTONICS CORP
NPTN
$13.4M 1.49%
1,691,354
– –
CVU icon
17
CPI Aerostructures
CVU
$63.1M
$12.1M 1.34%
931,040
– –
LPSN icon
18
LivePerson
LPSN
$22M
$11.4M 1.26%
62,769
+1,782
+3% +$357K
PETX
19
DELISTED
Aratana Therapeutics, Inc.
PETX
$11.1M 1.23%
600,000
-100,000
-14% -$2M
ARCT icon
20
Arcturus Therapeutics
ARCT
$165M
$10.9M 1.21%
85,714
-19,270
-18% -$2.86M
GNSS icon
21
Genasys
GNSS
$76.5M
$9.8M 1.09%
4,667,710
– –
MFI
22
DELISTED
MICROFINANCIAL INC
MFI
$9.51M 1.05%
1,208,665
-131,263
-10% -$1.09M
IPWR icon
23
Ideal Power
IPWR
$55M
$9.23M 1.02%
114,694
– –
ORMP icon
24
Oramed Pharmaceuticals
ORMP
$162M
$9.16M 1.01%
790,000
– –
ABUS icon
25
Arbutus Biopharma
ABUS
$847M
$9.04M 1%
420,562
+175,000
+71% +$3.14M
1
2 3 4 5

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WIC
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Austin W. Marxe & David M. Greenhouse's Q1 2014 Portfolio in Review

As of Q1 2014, Austin W. Marxe & David M. Greenhouse held 150 positions worth $903M, down 3.2% from $933M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Austin W. Marxe & David M. Greenhouse withdrew a net $100M in Q1 2014, closing 15 positions and reducing 43 holdings. Its most notable exit was MYR Group, an estimated $5.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Austin W. Marxe & David M. Greenhouse opened a new position in Argos Therapeutics, Inc. worth $7.5M.

  • Austin W. Marxe & David M. Greenhouse's largest Q1 2014 buy was Argos Therapeutics, Inc.: 37,500 shares worth $7.5M.
  • Austin W. Marxe & David M. Greenhouse added most to Ardmore Shipping in Q1 2014, an estimated $6.13M increase.
  • Austin W. Marxe & David M. Greenhouse's biggest Q1 2014 reduction was Arrowhead Research, cutting an estimated $32.2M.
  • Austin W. Marxe & David M. Greenhouse fully exited MYR Group in Q1 2014, selling an estimated $5.21M.
  • Austin W. Marxe & David M. Greenhouse's ten largest holdings make up 33% of its $903M portfolio in Q1 2014.
  • Austin W. Marxe & David M. Greenhouse opened 16 new positions and closed 15 in Q1 2014.
  • Austin W. Marxe & David M. Greenhouse's portfolio value fell 3.2% quarter-over-quarter to $903M.

Based on Austin W. Marxe & David M. Greenhouse's 13F filing for Q1 2014, filed 14 May 2014.