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AWMDMG

Austin W. Marxe & David M. Greenhouse Portfolio holdings

AUM $733M
1-Year Est. Return 21.72%
This Fund
S&P 500
This Quarter Est. Return
+22.42%
1 Year Est. Return
+21.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$815M
AUM Growth
+$73M
Cap. Flow
-$48.6M
Cap. Flow %
-5.96%
Top 10 Hldgs %
28.92%
Holding
150
New
14
Increased
14
Reduced
43
Closed
13

Top Buys

Rank Stock Value
1
RMGN
RMG Networks Holding Corporation
RMGN
+$6.21M
2
FPRX
Five Prime Therapeutics, Inc.
FPRX
+$4.73M
3
DLIA
DELIA*S INC
DLIA
+$2.56M
4
ALBO
Albireo Pharma Inc
ALBO
+$2.06M
5
ENTR
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
+$1.82M

Top Sells

Rank Stock Value
1
PSIX
Power Solutions International
PSIX
+$13.7M
2
PCRX icon
Pacira BioSciences
PCRX
+$5.78M
3
TITN icon
Titan Machinery
TITN
+$5.18M
4
MBND
MULTIBAND CORP NEW COM (MN)
MBND
+$4.94M
5
SAAS
inContact, Inc.
SAAS
+$4.54M

Sector Composition

Rank Sector Weight
1 Technology 29.03%
2 Industrials 15.29%
3 Healthcare 15.1%
4 Consumer Discretionary 2.38%
5 Materials 0.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOPN icon
1
Kopin
KOPN
$586M
$24.5M 3.01%
6,076,598
– –
CEVA icon
2
CEVA Inc
CEVA
$831M
$21.4M 2.62%
1,239,310
-31,272
-2% -$577K
BWEN icon
3
Broadwind
BWEN
$81.7M
$20.6M 2.53%
2,628,173
-293,371
-10% -$1.7M
ENTR
4
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$20.3M 2.49%
4,636,946
+435,500
+10% +$1.82M
PRKR
5
DELISTED
Parkervision Inc
PRKR
$20.3M 2.49%
605,888
-37,765
-6% -$1.51M
UCTT
6
Ultra Clean Holdings
UCTT
$3.12B
$18.1M 2.23%
2,624,868
-15,407
-0.6% -$103K
SGMO
7
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$18M 2.21%
1,719,401
-44,102
-3% -$438K
ARWR icon
8
Arrowhead Research
ARWR
$12.1B
$17.7M 2.18%
3,114,754
– –
PCRX icon
9
Pacira BioSciences
PCRX
$1.04B
$16.4M 2.01%
341,139
-158,690
-32% -$5.78M
ADEP
10
DELISTED
Adept Technology Inc
ADEP
$15.7M 1.93%
2,182,857
-200
-0% -$865
OVTI
11
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$14.7M 1.81%
961,607
– –
POWR
12
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$14.7M 1.81%
917,000
-103,305
-10% -$1.63M
PFSW
13
DELISTED
PFSweb, Inc.
PFSW
$14.6M 1.79%
2,441,165
– –
EAC
14
DELISTED
Erickson Incorporated
EAC
$14.3M 1.76%
914,824
+25,100
+3% +$425K
RGLS
15
DELISTED
Regulus Therapeutics
RGLS
$13.4M 1.64%
11,835
– –
KMG
16
DELISTED
KMG Chemicals Inc
KMG
$12.9M 1.58%
585,997
-17,585
-3% -$402K
SIMO icon
17
Silicon Motion
SIMO
$7.11B
$12.5M 1.53%
956,197
+90,640
+10% +$1.02M
ARCT icon
18
Arcturus Therapeutics
ARCT
$165M
$12.4M 1.53%
96,676
– –
PETX
19
DELISTED
Aratana Therapeutics, Inc.
PETX
$12.4M 1.53%
760,590
-5,850
-0.8% -$61.5K
ELLI
20
DELISTED
Ellie Mae Inc
ELLI
$12.1M 1.48%
377,720
-32,049
-8% -$893K
MFI
21
DELISTED
MICROFINANCIAL INC
MFI
$11.6M 1.42%
1,466,956
-31,271
-2% -$252K
CVU icon
22
CPI Aerostructures
CVU
$63.1M
$10.8M 1.32%
931,040
– –
SPRT
23
DELISTED
support.com, Inc.
SPRT
$10.7M 1.32%
656,040
-85,353
-12% -$1.39M
ECYT
24
DELISTED
Endocyte, Inc. Common Stock
ECYT
$10.6M 1.3%
795,740
-54,260
-6% -$858K
TTPH
25
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$10.2M 1.26%
45,000
– –
1
2 3 4 5

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Austin W. Marxe & David M. Greenhouse's Q3 2013 Portfolio in Review

As of Q3 2013, Austin W. Marxe & David M. Greenhouse held 150 positions worth $815M, up 9.8% from $742M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Austin W. Marxe & David M. Greenhouse withdrew a net $48.6M in Q3 2013, closing 13 positions and reducing 43 holdings. Its most notable exit was MULTIBAND CORP NEW COM (MN), an estimated $4.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, down from 33% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Austin W. Marxe & David M. Greenhouse opened a new position in RMG Networks Holding Corporation worth $5.26M.

  • Austin W. Marxe & David M. Greenhouse's largest Q3 2013 buy was RMG Networks Holding Corporation: 175,000 shares worth $5.26M.
  • Austin W. Marxe & David M. Greenhouse added most to Albireo Pharma Inc in Q3 2013, an estimated $2.06M increase.
  • Austin W. Marxe & David M. Greenhouse's biggest Q3 2013 reduction was Power Solutions International, cutting an estimated $13.7M.
  • Austin W. Marxe & David M. Greenhouse fully exited MULTIBAND CORP NEW COM (MN) in Q3 2013, selling an estimated $4.94M.
  • Austin W. Marxe & David M. Greenhouse's ten largest holdings make up 29% of its $815M portfolio in Q3 2013.
  • Austin W. Marxe & David M. Greenhouse opened 14 new positions and closed 13 in Q3 2013.
  • Austin W. Marxe & David M. Greenhouse's portfolio value rose 9.8% quarter-over-quarter to $815M.

Based on Austin W. Marxe & David M. Greenhouse's 13F filing for Q3 2013, filed 8 Nov 2013.