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AWMDMG

Austin W. Marxe & David M. Greenhouse Portfolio holdings

AUM $733M
1-Year Est. Return 21.72%
This Fund
S&P 500
This Quarter Est. Return
+20.03%
1 Year Est. Return
+21.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$933M
AUM Growth
+$118M
Cap. Flow
-$981K
Cap. Flow %
-0.11%
Top 10 Hldgs %
33.9%
Holding
156
New
19
Increased
26
Reduced
31
Closed
22

Top Buys

Rank Stock Value
1
IPWR icon
Ideal Power
IPWR
+$6.96M
2
ORMP icon
Oramed Pharmaceuticals
ORMP
+$6.09M
3
LPSN icon
LivePerson
LPSN
+$4.59M
4
CVV icon
CVD Equipment Corp
CVV
+$3.53M
5
DMK
DMK Pharmaceuticals Corporation Common Stock
DMK
+$3.29M

Top Sells

Rank Stock Value
1
ELLI
Ellie Mae Inc
ELLI
+$7.53M
2
FLOW
FLOW INTL CORP
FLOW
+$6.91M
3
VRNM
VERENIUM CORP COM STK (US)
VRNM
+$5.71M
4
OIG
Orbital Infrastructure Group, Inc. Common Stock
OIG
+$5.36M
5
PRGX
PRGX Global, Inc.
PRGX
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 27.75%
2 Healthcare 16.51%
3 Industrials 14.57%
4 Consumer Discretionary 1.75%
5 Financials 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEG icon
101
Great Elm Group
GEG
$67.4M
$532K 0.06%
32,100
– –
TPST icon
102
Tempest Therapeutics
TPST
$16.6M
$428K 0.05%
16
+6
+60% +$165K
YUME
103
DELISTED
YuMe, Inc.
YUME
$419K 0.04%
+56,288
New +$474K
ASC icon
104
Ardmore Shipping
ASC
$670M
$311K 0.03%
+20,008
New +$263K
QUMU
105
DELISTED
Qumu Corp.
QUMU
$280K 0.03%
21,871
– –
CTRN icon
106
Citi Trends
CTRN
$617M
$246K 0.03%
14,473
– –
DVAX
107
DELISTED
Dynavax Technologies
DVAX
$209K 0.02%
36,000
– –
NAUH
108
DELISTED
National American University Holdings, Inc.
NAUH
$95K 0.01%
+27,102
New +$97.2K
AICX
109
DELISTED
APPLIED IMAGING CORP NEW
AICX
$56K 0.01%
939,973
– –
FMRX
110
DELISTED
FAMILYMEDS GROUP INC NEW
FMRX
$24K ﹤0.01%
1,143,889
– –
ACNT icon
111
Ascent Industries
ACNT
$140M
– –
-52,300
Closed -$857K
FLL icon
112
Full House Resorts
FLL
$90.9M
– –
-653,906
Closed -$1.82M
TITN icon
113
Titan Machinery
TITN
$426M
– –
-13,794
Closed -$222K
OIG
114
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
– –
-23,206
Closed -$5.36M
ALBO
115
DELISTED
Albireo Pharma Inc
ALBO
– –
-52,823
Closed -$4.99M
SUMR
116
DELISTED
Summer Infant, Inc.
SUMR
– –
-23,222
Closed -$579K
ONCY
117
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
– –
-731,157
Closed -$1.78M
OVRL
118
DELISTED
OVERLAND STORAGE INC
OVRL
– –
-628,692
Closed -$3.02M
FLOW
119
DELISTED
FLOW INTL CORP
FLOW
– –
-1,732,190
Closed -$6.91M
SNTS
120
DELISTED
SANTARUS INC
SNTS
– –
-111,579
Closed -$2.52M
ECTY
121
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
– –
-2,500,000
Closed -$50K
CRMB
122
DELISTED
CRUMBS BAKE SHOP INC
CRMB
– –
-534,328
Closed -$598K
TBIO
123
DELISTED
TRANGSGENOMIC INC
TBIO
– –
-979,300
Closed -$372K
CAST
124
DELISTED
ChinaCast Education Corporation Common Stock
CAST
– –
-996,207
Closed -$100K
VRNM
125
DELISTED
VERENIUM CORP COM STK (US)
VRNM
– –
-1,437,217
Closed -$5.71M
2 3 4
5
6

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WIC
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CHFS
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CFS
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QLMGAA
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AAM
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Austin W. Marxe & David M. Greenhouse's Q4 2013 Portfolio in Review

As of Q4 2013, Austin W. Marxe & David M. Greenhouse held 156 positions worth $933M, up 15% from $815M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Austin W. Marxe & David M. Greenhouse's Q4 2013 filing shows 19 new, 26 increased, 31 reduced and 22 closed positions. Its largest new stake was Ideal Power: 114,694 shares worth $6.09M. The largest sale was Ellie Mae Inc, an estimated $7.53M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, down from 29% a quarter earlier, followed by Healthcare and Industrials.

  • Austin W. Marxe & David M. Greenhouse's largest Q4 2013 buy was Ideal Power: 114,694 shares worth $6.09M.
  • Austin W. Marxe & David M. Greenhouse added most to LivePerson in Q4 2013, an estimated $4.59M increase.
  • Austin W. Marxe & David M. Greenhouse's biggest Q4 2013 reduction was Ellie Mae Inc, cutting an estimated $7.53M.
  • Austin W. Marxe & David M. Greenhouse fully exited FLOW INTL CORP in Q4 2013, selling an estimated $6.91M.
  • Austin W. Marxe & David M. Greenhouse's ten largest holdings make up 34% of its $933M portfolio in Q4 2013.
  • Austin W. Marxe & David M. Greenhouse opened 19 new positions and closed 22 in Q4 2013.
  • Austin W. Marxe & David M. Greenhouse's portfolio value rose 15% quarter-over-quarter to $933M.

Based on Austin W. Marxe & David M. Greenhouse's 13F filing for Q4 2013, filed 6 Feb 2014.