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AWMDMG

Austin W. Marxe & David M. Greenhouse Portfolio holdings

AUM $733M
1-Year Est. Return 21.72%
This Fund
S&P 500
This Quarter Est. Return
-2.59%
1 Year Est. Return
+21.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$56.2M
Cap. Flow
-$36.1M
Cap. Flow %
-4.93%
Top 10 Hldgs %
30.42%
Holding
157
New
17
Increased
36
Reduced
24
Closed
9

Top Buys

Rank Stock Value
1
VCRA
VOCERA COMMUNICATIONS, INC.
VCRA
+$21.6M
2
VTAE
VITAE PHARMACEUTICALS INC COMMON STOCK
VTAE
+$6.41M
3
PFNX
Pfenex Inc.
PFNX
+$6.4M
4
CLRB icon
Cellectar Biosciences
CLRB
+$6.39M
5
WGBS
WaferGen Bio-systems, Inc.
WGBS
+$6.24M

Top Sells

Rank Stock Value
1
ARWR icon
Arrowhead Research
ARWR
+$12M
2
TTPH
Tetraphase Pharmaceuticals, Inc.
TTPH
+$10.9M
3
SIMO icon
Silicon Motion
SIMO
+$9.87M
4
OVTI
OMNIVISION TECHNOLOGIES INC
OVTI
+$9.86M
5
DEST
Destination Maternity Corporation
DEST
+$6.83M

Sector Composition

Rank Sector Weight
1 Technology 32.64%
2 Industrials 15.3%
3 Healthcare 14.48%
4 Consumer Discretionary 1.14%
5 Financials 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTT
101
DELISTED
GTT Communications, Inc.
GTT
$1.16M 0.16%
97,182
-102,812
-51% -$1.18M
SAIA icon
102
Saia
SAIA
$9.27B
$1.11M 0.15%
22,500
– –
LOXO
103
DELISTED
Loxo Oncology, Inc
LOXO
$985K 0.13%
+75,000
New +$973K
ITI
104
DELISTED
Iteris, Inc.
ITI
$973K 0.13%
556,169
-298,394
-35% -$508K
GLPW
105
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
$968K 0.13%
65,000
– –
GEG icon
106
Great Elm Group
GEG
$67.4M
$951K 0.13%
42,600
+2,167
+5% +$52.8K
NLST
107
DELISTED
Netlist, Inc.
NLST
$817K 0.11%
686,263
+23,463
+4% +$27.6K
NVEE
108
DELISTED
NV5 Global
NVEE
$796K 0.11%
336,732
-63,148
-16% -$151K
MERU
109
DELISTED
MERU NETWORKS INC COM STK (DE)
MERU
$793K 0.11%
208,265
-324,653
-61% -$1.21M
ENPH icon
110
Enphase Energy
ENPH
$4.96B
$749K 0.1%
+50,000
New +$634K
CERE
111
DELISTED
CERES, INC. COMMON STOCK NEW
CERE
$662K 0.09%
+201,754
New +$954K
ARIS
112
DELISTED
ARI Network Services, Inc.
ARIS
$640K 0.09%
200,000
– –
SRT
113
DELISTED
Startek Inc.
SRT
$597K 0.08%
77,147
+24,043
+45% +$177K
QUMU
114
DELISTED
Qumu Corp.
QUMU
$284K 0.04%
21,871
– –
GIG
115
DELISTED
GigPeak, Inc.
GIG
$247K 0.03%
204,337
– –
PFIE
116
DELISTED
Profire Energy, Inc
PFIE
$246K 0.03%
59,250
-83,950
-59% -$353K
ASYS icon
117
Amtech Systems
ASYS
$268M
$141K 0.02%
+13,213
New +$139K
CYTR
118
DELISTED
CytRx Corp
CYTR
$72K 0.01%
400,000
– –
DVAX
119
DELISTED
Dynavax Technologies
DVAX
$25K ﹤0.01%
36,000
– –
AICX
120
DELISTED
APPLIED IMAGING CORP NEW
AICX
$12K ﹤0.01%
939,973
– –
FOCL
121
EDAP TMS S.A.
FOCL
$229M
– –
-500,000
Closed -$2.49M
AATC
122
DELISTED
Autoscope Technologies Corporation Common Stock
AATC
– –
-859,646
Closed -$2.84M
TTPH
123
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
– –
-40,500
Closed -$10.9M
DEST
124
DELISTED
Destination Maternity Corporation
DEST
– –
-299,864
Closed -$6.83M
CALD
125
DELISTED
Callidus Software, Inc.
CALD
– –
-74,900
Closed -$894K
2 3 4
5
6

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KFS
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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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Austin W. Marxe & David M. Greenhouse's Q3 2014 Portfolio in Review

As of Q3 2014, Austin W. Marxe & David M. Greenhouse held 157 positions worth $733M, down 7.1% from $789M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Austin W. Marxe & David M. Greenhouse withdrew a net $36.1M in Q3 2014, closing 9 positions and reducing 24 holdings. Its most notable exit was Tetraphase Pharmaceuticals, Inc., an estimated $10.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 33% of assets, up from 30% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Austin W. Marxe & David M. Greenhouse opened a new position in VITAE PHARMACEUTICALS INC COMMON STOCK worth $6.29M.

  • Austin W. Marxe & David M. Greenhouse's largest Q3 2014 buy was VITAE PHARMACEUTICALS INC COMMON STOCK: 825,000 shares worth $6.29M.
  • Austin W. Marxe & David M. Greenhouse added most to VOCERA COMMUNICATIONS, INC. in Q3 2014, an estimated $21.6M increase.
  • Austin W. Marxe & David M. Greenhouse's biggest Q3 2014 reduction was Arrowhead Research, cutting an estimated $12M.
  • Austin W. Marxe & David M. Greenhouse fully exited Tetraphase Pharmaceuticals, Inc. in Q3 2014, selling an estimated $10.9M.
  • Austin W. Marxe & David M. Greenhouse's ten largest holdings make up 30% of its $733M portfolio in Q3 2014.
  • Austin W. Marxe & David M. Greenhouse opened 17 new positions and closed 9 in Q3 2014.
  • Austin W. Marxe & David M. Greenhouse's portfolio value fell 7.1% quarter-over-quarter to $733M.

Based on Austin W. Marxe & David M. Greenhouse's 13F filing for Q3 2014, filed 14 Nov 2014.