Aureus Asset Management’s State Street SPDR S&P Dividend ETF SDY Stock Holding History

Aureus Asset Management’s Portfolio SDY Stock Details SDY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-4,149	Closed	-$299K	–	169
2015 Q3	$299K	Sell	4,149 -26	-0.6%	-$1.96K	0.07%	112
2015 Q2	$318K	Sell	4,175 -579	-12%	-$45.4K	0.07%	124
2015 Q1	$372K	Sell	4,754 -3,224	-40%	-$253K	0.09%	104
2014 Q4	$629K	Buy	7,978 +2,471	+45%	+$193K	0.15%	75
2014 Q3	$413K	Sell	5,507 -964	-15%	-$73.2K	0.1%	82
2014 Q2	$496K	Sell	6,471 -1,110	-15%	-$83.2K	0.12%	79
2014 Q1	$558K	Sell	7,581 -35,315	-82%	-$2.54M	0.14%	90
2013 Q4	$3.12M	Sell	42,896 -63,759	-60%	-$4.58M	0.84%	41
2013 Q3	$7.35M	Sell	106,655 -14,000	-12%	-$966K	2.51%	5
2013 Q2	$8M	Buy	+120,655	New	+$8.13M	2.86%	2

Other funds holding SDY

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 0.83% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

JIC

Joel Isaacson & Co New York $3.02B AUM 21.81% 1-Year Est. Return

Aureus Asset Management's SDY Position: Q4 2015 in Review

Aureus Asset Management sold out of State Street SPDR S&P Dividend ETF (SDY) in Q4 2015, closing a stake of 4,149 shares — an estimated $299K sold.

Aureus Asset Management first reported a position in SDY in Q2 2013 and held it in 10 quarters. The position peaked at $8M in Q2 2013. 465 funds tracked by Wall St. Rank hold SDY as of Q4 2015.

Aureus Asset Management reported no remaining State Street SPDR S&P Dividend ETF position as of Q4 2015 after selling out during the quarter.
Aureus Asset Management sold 4,149 State Street SPDR S&P Dividend ETF shares in Q4 2015, an estimated $299K.
Aureus Asset Management first reported a position in State Street SPDR S&P Dividend ETF in Q2 2013 and held it in 10 quarters.
Aureus Asset Management's State Street SPDR S&P Dividend ETF position peaked at $8M in Q2 2013.
465 funds tracked by Wall St. Rank held State Street SPDR S&P Dividend ETF as of Q4 2015.

Based on Aureus Asset Management's 13F filing for Q4 2015, filed 16 Feb 2016.