Ativo Capital Management’s Prudential PUK Stock Holding History

Ativo Capital Management’s Portfolio PUK Stock Details PUK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-7,217	Closed	-$250K	–	230
2016 Q3	$250K	Buy	+7,217	New	+$249K	0.06%	214
2016 Q2	–	Sell	-5,877	Closed	-$212K	–	216
2016 Q1	$212K	Hold	5,877	–	–	0.06%	191
2015 Q4	$257K	Hold	5,877	–	–	0.06%	195
2015 Q3	$267K	Hold	5,877	–	–	0.07%	209
2015 Q2	$272K	Buy	+5,877	New	+$285K	0.1%	205
2014 Q1	–	Sell	-43,550	Closed	-$1.9M	–	202
2013 Q4	$1.9M	Sell	43,550 -589	-1%	-$23.4K	0.83%	50
2013 Q3	$1.6M	Sell	44,139 -13,261	-23%	-$462K	0.76%	55
2013 Q2	$1.82M	Buy	+57,400	New	+$1.89M	0.94%	43

Other funds holding PUK

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

CCM

Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return

Ativo Capital Management's PUK Position: Q4 2016 in Review

Ativo Capital Management sold out of Prudential (PUK) in Q4 2016, closing a stake of 7,217 shares — an estimated $250K sold.

Ativo Capital Management first reported a position in PUK in Q2 2013 and held it in 8 quarters. The position peaked at $1.9M in Q4 2013. 173 funds tracked by Wall St. Rank hold PUK as of Q4 2016.

Ativo Capital Management reported no remaining Prudential position as of Q4 2016 after selling out during the quarter.
Ativo Capital Management sold 7,217 Prudential shares in Q4 2016, an estimated $250K.
Ativo Capital Management first reported a position in Prudential in Q2 2013 and held it in 8 quarters.
Ativo Capital Management's Prudential position peaked at $1.9M in Q4 2013.
173 funds tracked by Wall St. Rank held Prudential as of Q4 2016.

Based on Ativo Capital Management's 13F filing for Q4 2016, filed 13 Feb 2017.