Ascend Capital’s Yum! Brands YUM Stock Holding History

Ascend Capital’s Portfolio YUM Stock Details YUM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-115,626	Closed	-$9.05M	–	225
2018 Q2	$9.05M	Buy	+115,626	New	+$9.65M	0.43%	78
2018 Q1	–	Sell	-249,779	Closed	-$20.4M	–	275
2017 Q4	$20.4M	Buy	+249,779	New	+$19.8M	0.77%	42
2017 Q3	–	Sell	-32,309	Closed	-$2.38M	–	200
2017 Q2	$2.38M	Buy	32,309 +6,291	+24%	+$438K	0.11%	130
2017 Q1	$1.66M	Buy	+26,018	New	+$1.69M	0.08%	128
2015 Q3	–	Sell	-307,962	Closed	-$19.9M	–	174
2015 Q2	$19.9M	Buy	307,962 +29,762	+11%	+$1.89M	0.66%	56
2015 Q1	$15.7M	Buy	278,200 +67,928	+32%	+$3.71M	0.54%	67
2014 Q4	$11M	Buy	+210,272	New	+$11M	0.42%	78

Other funds holding YUM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

MAM

Magellan Asset Management Sydney, Australia $7.71B AUM 11.08% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

SGA

Sustainable Growth Advisers Stamford, Connecticut $10.6B AUM 2.6% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Ascend Capital's YUM Position: Q3 2018 in Review

Ascend Capital sold out of Yum! Brands (YUM) in Q3 2018, closing a stake of 115,626 shares — an estimated $9.05M sold.

Ascend Capital first reported a position in YUM in Q4 2014 and held it in 7 quarters. The position peaked at $20.4M in Q4 2017. 942 funds tracked by Wall St. Rank hold YUM as of Q3 2018.

Ascend Capital reported no remaining Yum! Brands position as of Q3 2018 after selling out during the quarter.
Ascend Capital sold 115,626 Yum! Brands shares in Q3 2018, an estimated $9.05M.
Ascend Capital first reported a position in Yum! Brands in Q4 2014 and held it in 7 quarters.
Ascend Capital's Yum! Brands position peaked at $20.4M in Q4 2017.
942 funds tracked by Wall St. Rank held Yum! Brands as of Q3 2018.

Based on Ascend Capital's 13F filing for Q3 2018, filed 13 Nov 2018.