Ascend Capital’s Prudential Financial PRU Stock Holding History

Ascend Capital’s Portfolio PRU Stock Details PRU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	$30.8M	Buy	304,258 +126,351	+71%	+$12.5M	1.55%	15
2018 Q2	$16.6M	Sell	177,907 -213,497	-55%	-$21.6M	0.78%	45
2018 Q1	$40.5M	Buy	+391,404	New	+$44.1M	1.65%	11
2017 Q4	–	Sell	-602,276	Closed	-$64M	–	241
2017 Q3	$64M	Buy	602,276 +570,430	+1,791%	+$61M	2.42%	6
2017 Q2	$3.44M	Buy	+31,846	New	+$3.38M	0.16%	121
2015 Q1	–	Sell	-141,531	Closed	-$12.8M	–	205
2014 Q4	$12.8M	Sell	141,531 -85,026	-38%	-$7.3M	0.49%	68
2014 Q3	$19.9M	Buy	226,557 +57,249	+34%	+$5.12M	0.59%	67
2014 Q2	$15M	Sell	169,308 -15,142	-8%	-$1.27M	0.5%	64
2014 Q1	$15.6M	Buy	+184,450	New	+$15.9M	0.41%	75
2013 Q4	–	Sell	-336,828	Closed	-$26.3M	–	225
2013 Q3	$26.3M	Sell	336,828 -256,878	-43%	-$20.1M	0.98%	29
2013 Q2	$43.4M	Buy	+593,706	New	+$38.5M	1.84%	11

Other funds holding PRU

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Ascend Capital's PRU Position: Q3 2018 in Review

Ascend Capital increased its Prudential Financial (PRU) stake by 71% in Q3 2018, buying an estimated $12.5M and bringing the position to 304,258 shares worth $30.8M. The position accounts for 1.55% of the portfolio, ranked #15.

Ascend Capital first reported a position in PRU in Q2 2013 and has held it in 11 quarters since. The position peaked at $64M in Q3 2017. 977 funds tracked by Wall St. Rank hold PRU as of Q3 2018.

Ascend Capital held 304,258 shares of Prudential Financial worth $30.8M as of Q3 2018.
Ascend Capital bought 126,351 Prudential Financial shares in Q3 2018, an estimated $12.5M.
Prudential Financial made up 1.55% of Ascend Capital's portfolio in Q3 2018, its #15 holding.
Ascend Capital first reported a position in Prudential Financial in Q2 2013 and has held it in 11 quarters since.
Ascend Capital's Prudential Financial position peaked at $64M in Q3 2017.
977 funds tracked by Wall St. Rank held Prudential Financial as of Q3 2018.

Based on Ascend Capital's 13F filing for Q3 2018, filed 13 Nov 2018.