Artal Group’s Sophiris Bio, Inc. SPHS Stock Holding History

Artal Group’s Portfolio SPHS Stock Details SPHS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-1,000,000	Closed	-$2.93M	–	111
2014 Q3	$2.93M	Hold	1,000,000	–	–	0.11%	76
2014 Q2	$2.24M	Hold	1,000,000	–	–	0.09%	78
2014 Q1	$3.33M	Hold	1,000,000	–	–	0.12%	82
2013 Q4	$3.7M	Hold	1,000,000	–	–	0.13%	66
2013 Q3	$4.68M	Buy	+1,000,000	New	+$4.61M	0.15%	60

Other funds holding SPHS

BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

GCM

Gruss Capital Management New York $715M AUM 9.91% 1-Year Est. Return

PAI

Palo Alto Investors Palo Alto, California $654M AUM 77.8% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

BIM

BlackRock Investment Management Wilmington, Delaware $86.4B AUM 16.83% 1-Year Est. Return

Artal Group's SPHS Position: Q4 2014 in Review

Artal Group sold out of Sophiris Bio, Inc. (SPHS) in Q4 2014, closing a stake of 1,000,000 shares — an estimated $2.93M sold.

Artal Group first reported a position in SPHS in Q3 2013 and held it in 5 quarters. The position peaked at $4.68M in Q3 2013. 14 funds tracked by Wall St. Rank hold SPHS as of Q4 2014.

Artal Group reported no remaining Sophiris Bio, Inc. position as of Q4 2014 after selling out during the quarter.
Artal Group sold 1,000,000 Sophiris Bio, Inc. shares in Q4 2014, an estimated $2.93M.
Artal Group first reported a position in Sophiris Bio, Inc. in Q3 2013 and held it in 5 quarters.
Artal Group's Sophiris Bio, Inc. position peaked at $4.68M in Q3 2013.
14 funds tracked by Wall St. Rank held Sophiris Bio, Inc. as of Q4 2014.

Based on Artal Group's 13F filing for Q4 2014, filed 13 Feb 2015.