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ACA

Arena Capital Advisors Portfolio holdings

AUM $208M
1-Year Est. Return 11.42%
This Fund
S&P 500
This Quarter Est. Return
-3.08%
1 Year Est. Return
+11.42%
3 Year Est. Return
+124.07%
5 Year Est. Return
+150.35%
10 Year Est. Return
–
AUM
$84.7M
AUM Growth
+$54.8M
Cap. Flow
+$55.6M
Cap. Flow %
65.63%
Top 10 Hldgs %
96.98%
Holding
71
New
14
Increased
2
Reduced
9
Closed
16

Top Buys

Rank Stock Value
1
DBD icon
Diebold Nixdorf
DBD
+$33.8M
2
HCVI
Hennessy Capital Investment Corp. VI Class A Common Stock
HCVI
+$25M
3
WCC.PRA
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
+$6.02M
4
SPR
Spirit AeroSystems
SPR
+$299K
5
ELIQ.WS
Electriq Power Holdings, Inc. Warrants, each exercisable for one share of Class A common stock at an exercise price of $6.57 per share
ELIQ.WS
+$11K

Top Sells

Rank Stock Value
1
CNDA
Concord Acquisition Corp II
CNDA
+$2.29M
2
ZING
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
+$1.67M
3
PRDS
Pardes Biosciences, Inc. Common Stock
PRDS
+$1.5M
4
APMI
AxonPrime Infrastructure Acquisition Corporation Class A Common Stock
APMI
+$1.27M
5
GFGD
The Growth for Good Acquisition Corporation Class A Ordinary Shares
GFGD
+$835K

Sector Composition

Rank Sector Weight
1 Financials 43.33%
2 Technology 40.75%
3 Industrials 4.2%
4 Materials 1.38%
5 Consumer Discretionary 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCVI
1
DELISTED
Hennessy Capital Investment Corp. VI Class A Common Stock
HCVI
$33.8M 39.92%
3,274,291
+2,424,853
+285% +$25M
DBD icon
2
Diebold Nixdorf
DBD
$3.09B
$33.8M 39.88%
+1,783,765
New +$33.8M
WCC.PRA
3
DELISTED
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
$5.9M 6.97%
+223,574
New +$6.02M
CNDA
4
DELISTED
Concord Acquisition Corp II
CNDA
$2.88M 3.4%
279,996
-222,906
-44% -$2.29M
AIRJ
5
Montana Technologies Corp
AIRJ
$302M
$2.42M 2.85%
227,200
– –
GSM icon
6
FerroAtlántica
GSM
$628M
$1.17M 1.38%
225,000
– –
DELL icon
7
Dell
DELL
$283B
$689K 0.81%
10,000
-2,000
-17% -$119K
BC icon
8
Brunswick
BC
$5.19B
$553K 0.65%
7,000
– –
LICY
9
DELISTED
Li-Cycle Holdings Corp.
LICY
$533K 0.63%
18,750
– –
PL icon
10
Planet Labs
PL
$7.3B
$402K 0.47%
154,431
– –
DCGO icon
11
DocGo
DCGO
$58.9M
$349K 0.41%
65,462
-87,678
-57% -$712K
HLF icon
12
Herbalife
HLF
$1.23B
$308K 0.36%
22,000
– –
SPR
13
DELISTED
Spirit AeroSystems
SPR
$210K 0.25%
+13,000
New +$299K
TBLA icon
14
Taboola.com
TBLA
$1.32B
$197K 0.23%
51,973
– –
CLBTW
15
DELISTED
Cellebrite DI Ltd. Warrants
CLBTW
$140K 0.17%
110,601
-72,121
-39% -$91.7K
ALVOW icon
16
Alvotech Warrant
ALVOW
$45.3M
$139K 0.16%
82,967
– –
PAYOW
17
DELISTED
Payoneer Global Inc. Warrant
PAYOW
$108K 0.13%
133,000
-13,439
-9% -$9.75K
PL.WS
18
DELISTED
Planet Labs PBC Warrants
PL.WS
$66.2K 0.08%
209,305
-26,323
-11% -$12.1K
NIOBW
19
NioCorp Developments Ltd Warrant
NIOBW
$53.8M
$60.8K 0.07%
100,000
– –
LIDR icon
20
AEye
LIDR
$52.3M
$52.5K 0.06%
8,333
– –
LCAHW
21
DELISTED
Landcadia Holdings IV, Inc. Warrant
LCAHW
$44.4K 0.05%
317,468
– –
OSI.WS
22
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$34.4K 0.04%
1,137,500
– –
OCSAW
23
Oculis Holding AG Warrants
OCSAW
$208M
$28.7K 0.03%
16,998
-2,253
-12% -$3.54K
AUROW
24
Aurora Innovation Warrant
AUROW
$16K 0.02%
50,035
– –
KRNLW
25
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$14.2K 0.02%
205,092
– –
1
2 3

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Arena Capital Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Arena Capital Advisors held 71 positions worth $84.7M, up 183% from $29.9M the previous quarter. Its ten largest holdings account for 97% of the portfolio.

Arena Capital Advisors deployed $55.6M of net new capital in Q3 2023, opening 14 new positions and adding to 2 existing holdings. Its largest new stake was Diebold Nixdorf: 1,783,765 shares worth $33.8M.

By sector, the portfolio is most concentrated in Financials at 43% of assets, down from 62% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Concord Acquisition Corp II, an estimated $2.29M trimmed.

  • Arena Capital Advisors's largest Q3 2023 buy was Diebold Nixdorf: 1,783,765 shares worth $33.8M.
  • Arena Capital Advisors added most to Hennessy Capital Investment Corp. VI Class A Common Stock in Q3 2023, an estimated $25M increase.
  • Arena Capital Advisors's biggest Q3 2023 reduction was Concord Acquisition Corp II, cutting an estimated $2.29M.
  • Arena Capital Advisors fully exited FTAC Zeus Acquisition Corp. Class A Common Stock in Q3 2023, selling an estimated $1.67M.
  • Arena Capital Advisors's ten largest holdings make up 97% of its $84.7M portfolio in Q3 2023.
  • Arena Capital Advisors opened 14 new positions and closed 16 in Q3 2023.
  • Arena Capital Advisors's portfolio value rose 183% quarter-over-quarter to $84.7M.

Based on Arena Capital Advisors's 13F filing for Q3 2023, filed 7 Nov 2023.