Apriem Advisors’s VanEck Low Carbon Energy ETF SMOG Stock Holding History

Apriem Advisors’s Portfolio SMOG Stock Details SMOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-833	Closed	-$44K	–	530
2013 Q3	$44K	Hold	833	–	–	0.02%	210
2013 Q2	$38K	Buy	+833	New	+$35.4K	0.02%	217

Other funds holding SMOG

Cabot Wealth Management Salem, Massachusetts $982M AUM 21.85% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $22.7B AUM

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Verition Fund Management Greenwich, Connecticut $19.7B AUM 39.39% 1-Year Est. Return

Apriem Advisors's SMOG Position: Q4 2013 in Review

Apriem Advisors sold out of VanEck Low Carbon Energy ETF (SMOG) in Q4 2013, closing a stake of 833 shares — an estimated $44K sold.

Apriem Advisors first reported a position in SMOG in Q2 2013 and held it in 2 quarters. The position peaked at $44K in Q3 2013. 31 funds tracked by Wall St. Rank hold SMOG as of Q4 2013.

Apriem Advisors reported no remaining VanEck Low Carbon Energy ETF position as of Q4 2013 after selling out during the quarter.
Apriem Advisors sold 833 VanEck Low Carbon Energy ETF shares in Q4 2013, an estimated $44K.
Apriem Advisors first reported a position in VanEck Low Carbon Energy ETF in Q2 2013 and held it in 2 quarters.
Apriem Advisors's VanEck Low Carbon Energy ETF position peaked at $44K in Q3 2013.
31 funds tracked by Wall St. Rank held VanEck Low Carbon Energy ETF as of Q4 2013.

Based on Apriem Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.