Apriem Advisors’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Apriem Advisors’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-246	Closed	-$3K	–	593
2016 Q2	$3K	Buy	+246	New	+$3.17K	﹤0.01%	509
2015 Q1	–	Sell	-700	Closed	-$8K	–	561
2014 Q4	$8K	Hold	700	–	–	﹤0.01%	388
2014 Q3	$9K	Hold	700	–	–	﹤0.01%	384
2014 Q2	$10K	Hold	700	–	–	﹤0.01%	335
2014 Q1	$10K	Hold	700	–	–	﹤0.01%	359
2013 Q4	$9K	Hold	700	–	–	﹤0.01%	366
2013 Q3	$10K	Hold	700	–	–	﹤0.01%	353
2013 Q2	$10K	Buy	+700	New	+$11.4K	﹤0.01%	326

Other funds holding CEF

SAC

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Apriem Advisors's CEF Position: Q3 2016 in Review

Apriem Advisors sold out of Sprott Physical Gold and Silver Trust (CEF) in Q3 2016, closing a stake of 246 shares — an estimated $3K sold.

Apriem Advisors first reported a position in CEF in Q2 2013 and held it in 8 quarters. The position peaked at $10K in Q2 2014. 179 funds tracked by Wall St. Rank hold CEF as of Q3 2016.

Apriem Advisors reported no remaining Sprott Physical Gold and Silver Trust position as of Q3 2016 after selling out during the quarter.
Apriem Advisors sold 246 Sprott Physical Gold and Silver Trust shares in Q3 2016, an estimated $3K.
Apriem Advisors first reported a position in Sprott Physical Gold and Silver Trust in Q2 2013 and held it in 8 quarters.
Apriem Advisors's Sprott Physical Gold and Silver Trust position peaked at $10K in Q2 2014.
179 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q3 2016.

Based on Apriem Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.