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AG

Appleton Group Portfolio holdings

AUM $28.6M
1-Year Est. Return 32.21%
This Fund
S&P 500
This Quarter Est. Return
-1%
1 Year Est. Return
+32.21%
3 Year Est. Return
+58.33%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$116M
AUM Growth
-$14M
Cap. Flow
-$12.7M
Cap. Flow %
-10.94%
Top 10 Hldgs %
87.23%
Holding
56
New
5
Increased
17
Reduced
15
Closed
14

Top Buys

Rank Stock Value
1
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$7.04M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$684K
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$427K
4
TJX icon
TJX Companies
TJX
+$403K
5
NFLX icon
Netflix
NFLX
+$378K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$5.37M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$4.19M
3
PGX icon
Invesco Preferred ETF
PGX
+$3.69M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.69M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$1.81M

Sector Composition

Rank Sector Weight
1 Technology 2.01%
2 Healthcare 1.63%
3 Communication Services 1.1%
4 Consumer Discretionary 0.96%
5 Industrials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHG icon
1
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
$24.8M 21.34%
1,339,592
+35,912
+3% +$684K
SCHX icon
2
Schwab US Large- Cap ETF
SCHX
$70.3B
$20M 17.25%
1,156,176
+23,958
+2% +$427K
SCHV
3
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$19.4M 16.73%
864,309
-4,407
-0.5% -$102K
SCHA icon
4
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$13.7M 11.78%
547,120
+277,324
+103% +$7.04M
SCHF icon
5
Schwab International Equity ETF
SCHF
$64.9B
$6.66M 5.73%
344,264
-269,998
-44% -$5.37M
SCHE icon
6
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$5.46M 4.7%
179,075
-134,076
-43% -$4.19M
JNK icon
7
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$3.81M 3.28%
34,862
+2,480
+8% +$272K
CWB icon
8
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$3.59M 3.09%
42,091
-924
-2% -$79.7K
SCHZ icon
9
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$2.14M 1.84%
78,858
+350
+0.4% +$9.6K
VCSH icon
10
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.74M 1.5%
21,117
-593
-3% -$49K
SCHM icon
11
Schwab US Mid-Cap ETF
SCHM
$14.2B
$1.39M 1.19%
54,192
+537
+1% +$14K
SPY icon
12
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.17M 1.01%
2,722
+9
+0.3% +$3.97K
IWD icon
13
iShares Russell 1000 Value ETF
IWD
$81.4B
$999K 0.86%
6,382
+39
+0.6% +$6.25K
IWN icon
14
iShares Russell 2000 Value ETF
IWN
$14.3B
$853K 0.73%
5,321
+31
+0.6% +$4.98K
META icon
15
Meta Platforms (Facebook)
META
$1.49T
$575K 0.49%
1,693
-287
-14% -$103K
EXR icon
16
Extra Space Storage
EXR
$32.3B
$498K 0.43%
2,964
– –
STX icon
17
Seagate
STX
$174B
$467K 0.4%
5,661
-470
-8% -$40.9K
AMD icon
18
Advanced Micro Devices
AMD
$700B
$457K 0.39%
4,437
– –
DSI icon
19
iShares MSCI KLD 400 Social ETF
DSI
$5.1B
$435K 0.37%
5,225
+288
+6% +$24.6K
SPYX icon
20
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.69B
$428K 0.37%
12,099
+672
+6% +$24.5K
NFLX icon
21
Netflix
NFLX
$307B
$419K 0.36%
+6,870
New +$378K
GRMN
22
Garmin
GRMN
$56.9B
$412K 0.35%
2,650
– –
PFE icon
23
Pfizer
PFE
$143B
$396K 0.34%
9,209
-369
-4% -$16.3K
CVS icon
24
CVS Health
CVS
$135B
$384K 0.33%
4,521
-132
-3% -$11.1K
COO icon
25
Cooper Companies
COO
$14.2B
$382K 0.33%
3,696
+1,024
+38% +$109K
1
2 3

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SAM
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TAAM
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AC
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QI
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NAM
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MSKCC
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BRC
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Appleton Group's Q3 2021 Portfolio in Review

As of Q3 2021, Appleton Group held 56 positions worth $116M, down 11% from $130M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Appleton Group withdrew a net $12.7M in Q3 2021, closing 14 positions and reducing 15 holdings. Its most notable exit was Invesco Preferred ETF, an estimated $3.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 2.1% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Appleton Group opened a new position in TJX Companies worth $381K.

  • Appleton Group's largest Q3 2021 buy was TJX Companies: 5,770 shares worth $381K.
  • Appleton Group added most to Schwab U.S Small- Cap ETF in Q3 2021, an estimated $7.04M increase.
  • Appleton Group's biggest Q3 2021 reduction was Schwab International Equity ETF, cutting an estimated $5.37M.
  • Appleton Group fully exited Invesco Preferred ETF in Q3 2021, selling an estimated $3.69M.
  • Appleton Group's ten largest holdings make up 87% of its $116M portfolio in Q3 2021.
  • Appleton Group opened 5 new positions and closed 14 in Q3 2021.
  • Appleton Group's portfolio value fell 11% quarter-over-quarter to $116M.

Based on Appleton Group's 13F filing for Q3 2021, filed 15 Nov 2021.