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AG

Appleton Group Portfolio holdings

AUM $28.6M
1-Year Est. Return 32.21%
This Fund
S&P 500
This Quarter Est. Return
+7.14%
1 Year Est. Return
+32.21%
3 Year Est. Return
+58.33%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$78.8M
AUM Growth
-$7.33M
Cap. Flow
-$12.7M
Cap. Flow %
-16.16%
Top 10 Hldgs %
85.5%
Holding
35
New
6
Increased
4
Reduced
21
Closed
2

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$5.68M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$514K
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$394K
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$344K
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$264K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.97M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.03M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.48M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$2.01M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.83M

Sector Composition

Rank Sector Weight
1 Financials 0.4%
2 Communication Services 0.33%
3 Industrials 0.31%
4 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHG icon
1
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
$15.7M 19.9%
1,349,992
-360,440
-21% -$3.97M
SCHV
2
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$10.9M 13.81%
543,174
-11,394
-2% -$221K
SCHX icon
3
Schwab US Large- Cap ETF
SCHX
$70.3B
$10.9M 13.77%
847,752
-48,060
-5% -$589K
SCHA icon
4
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$7.8M 9.9%
412,536
-65,380
-14% -$1.18M
SCHF icon
5
Schwab International Equity ETF
SCHF
$64.9B
$7.03M 8.92%
417,898
-122,302
-23% -$2.01M
SCHE icon
6
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$5.9M 7.49%
+215,592
New +$5.68M
PGX icon
7
Invesco Preferred ETF
PGX
$3.79B
$2.84M 3.6%
188,917
-87,607
-32% -$1.31M
CWB icon
8
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$2.73M 3.46%
49,184
-33,934
-41% -$1.83M
JNK icon
9
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$1.93M 2.45%
17,615
-79
-0.4% -$8.57K
VCSH icon
10
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.73M 2.2%
21,366
-19,377
-48% -$1.57M
SCHZ icon
11
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.66M 2.11%
62,212
+6,224
+11% +$167K
SCHM icon
12
Schwab US Mid-Cap ETF
SCHM
$14.2B
$877K 1.11%
43,743
+4,050
+10% +$78.4K
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$841K 1.07%
2,614
-9,836
-79% -$3.03M
IWD icon
14
iShares Russell 1000 Value ETF
IWD
$81.4B
$761K 0.97%
5,575
-18,840
-77% -$2.48M
XLP icon
15
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$540K 0.69%
8,582
-2,550
-23% -$157K
XLV icon
16
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$536K 0.68%
5,264
-1,501
-22% -$144K
XLU icon
17
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$529K 0.67%
16,374
-4,758
-23% -$151K
XLI icon
18
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$525K 0.67%
+6,445
New +$514K
XLY icon
19
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$469K 0.6%
7,482
-2,152
-22% -$131K
KIE icon
20
State Street SPDR S&P Insurance ETF
KIE
$664M
$465K 0.59%
13,135
-3,606
-22% -$126K
XLK icon
21
State Street Technology Select Sector SPDR ETF
XLK
$109B
$464K 0.59%
10,132
-2,932
-22% -$126K
XLF icon
22
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$420K 0.53%
13,648
-3,717
-21% -$109K
XLE icon
23
State Street Energy Select Sector SPDR ETF
XLE
$39B
$399K 0.51%
+13,294
New +$394K
XBI icon
24
State Street SPDR S&P Biotech ETF
XBI
$10B
$378K 0.48%
+3,977
New +$344K
XLB icon
25
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$357K 0.45%
11,626
-2,714
-19% -$80.2K
1
2

Similar funds

FCMI
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SAM
Sandbar Asset Management London, United Kingdom $30.5M AUM 46.07% 1-Year Est. Return
TAAM
Top Ace Asset Management Hong Kong $25.3M AUM 23.27% 1-Year Est. Return
AC
Amia Capital London, United Kingdom $32.1M AUM 0.56% 1-Year Est. Return
QI
Qualcomm Inc San Diego, California $32.1M AUM 5.35% 1-Year Est. Return
NAM
Nationwide Asset Management Columbus, Ohio $25.1M AUM 13.37% 1-Year Est. Return
MSKCC
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BRC
Bishop Rock Capital New York $24.3M AUM 20.73% 1-Year Est. Return

Appleton Group's Q4 2019 Portfolio in Review

As of Q4 2019, Appleton Group held 35 positions worth $78.8M, down 8.5% from $86.1M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

Appleton Group withdrew a net $12.7M in Q4 2019, closing 2 positions and reducing 21 holdings. Its most notable exit was Alliant Energy, an estimated $218K position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.4% of assets, up from 0.33% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, Appleton Group opened a new position in Schwab Emerging Markets Equity ETF worth $5.9M.

  • Appleton Group's largest Q4 2019 buy was Schwab Emerging Markets Equity ETF: 215,592 shares worth $5.9M.
  • Appleton Group added most to Schwab US Aggregate Bond ETF in Q4 2019, an estimated $167K increase.
  • Appleton Group's biggest Q4 2019 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.97M.
  • Appleton Group fully exited Alliant Energy in Q4 2019, selling an estimated $218K.
  • Appleton Group's ten largest holdings make up 86% of its $78.8M portfolio in Q4 2019.
  • Appleton Group opened 6 new positions and closed 2 in Q4 2019.
  • Appleton Group's portfolio value fell 8.5% quarter-over-quarter to $78.8M.

Based on Appleton Group's 13F filing for Q4 2019, filed 22 Jan 2020.