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AG

Appleton Group Portfolio holdings

AUM $28.6M
1-Year Est. Return 32.21%
This Fund
S&P 500
This Quarter Est. Return
-1%
1 Year Est. Return
+32.21%
3 Year Est. Return
+58.33%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$116M
AUM Growth
-$14M
Cap. Flow
-$12.7M
Cap. Flow %
-10.94%
Top 10 Hldgs %
87.23%
Holding
56
New
5
Increased
17
Reduced
15
Closed
14

Top Buys

Rank Stock Value
1
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$7.04M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$684K
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$427K
4
TJX icon
TJX Companies
TJX
+$403K
5
NFLX icon
Netflix
NFLX
+$378K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$5.37M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$4.19M
3
PGX icon
Invesco Preferred ETF
PGX
+$3.69M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.69M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$1.81M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.01%
2 Technology 2.01%
3 Healthcare 1.63%
4 Communication Services 1.1%
5 Consumer Discretionary 0.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
51
PPG Industries
PPG
$23.3B
– –
-2,373
Closed -$403K
SKX
52
DELISTED
Skechers
SKX
– –
-9,996
Closed -$498K
TAN icon
53
Invesco Solar ETF
TAN
$960M
– –
-3,175
Closed -$284K
XLF icon
54
State Street Financial Select Sector SPDR ETF
XLF
$54.4B
– –
-9,761
Closed -$358K
XLI icon
55
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
– –
-2,858
Closed -$293K
VMW
56
DELISTED
VMware, Inc
VMW
– –
-1,651
Closed -$264K
1 2
3

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FCMI
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SAM
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TAAM
Top Ace Asset Management Hong Kong $25.3M AUM 23.27% 1-Year Est. Return
AC
Amia Capital London, United Kingdom $32.1M AUM 0.56% 1-Year Est. Return
QI
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NAM
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MSKCC
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BRC
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Appleton Group's Q3 2021 Portfolio in Review

As of Q3 2021, Appleton Group held 56 positions worth $116M, down 11% from $130M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Appleton Group withdrew a net $12.7M in Q3 2021, closing 14 positions and reducing 15 holdings. Its most notable exit was Invesco Preferred ETF, an estimated $3.69M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 93% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Appleton Group opened a new position in TJX Companies worth $381K.

  • Appleton Group's largest Q3 2021 buy was TJX Companies: 5,770 shares worth $381K.
  • Appleton Group added most to Schwab U.S Small- Cap ETF in Q3 2021, an estimated $7.04M increase.
  • Appleton Group's biggest Q3 2021 reduction was Schwab International Equity ETF, cutting an estimated $5.37M.
  • Appleton Group fully exited Invesco Preferred ETF in Q3 2021, selling an estimated $3.69M.
  • Appleton Group's ten largest holdings make up 87% of its $116M portfolio in Q3 2021.
  • Appleton Group opened 5 new positions and closed 14 in Q3 2021.
  • Appleton Group's portfolio value fell 11% quarter-over-quarter to $116M.

Based on Appleton Group's 13F filing for Q3 2021, filed 15 Nov 2021.