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AFM
Anson Funds Management Portfolio holdings
AUM
$2.29B
1-Year Est. Return
370.24%
This Fund
S&P 500
This Quarter
Est. Return
+9.11%
1 Year Est. Return
+370.24%
3 Year Est. Return
+1,243.07%
5 Year Est. Return
+867.54%
10 Year Est. Return
+12,575.88%
AUM
$320M
AUM Growth
-$146M
(-31%)
Cap. Flow
-$159M
Cap. Flow
% of AUM
-49.86%
Top 10 Holdings %
Top 10 Hldgs %
67.17%
Holding
109
New
50
Increased
6
Reduced
14
Closed
21
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$20.8M |
| 2 |
BXE
Bellatrix Exploration Ltd.
BXE
|
+$5.02M |
| 3 |
Caterpillar
CAT
|
+$4.53M |
| 4 |
Highway Holdings
HIHO
|
+$2.33M |
| 5 |
LITS
Lite Strategy Inc
LITS
|
+$2.15M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$26.8M |
| 2 |
Sprott Physical Gold
PHYS
|
+$11.1M |
| 3 |
CoreCivic
CXW
|
+$7.03M |
| 4 |
Teekay
TK
|
+$3.08M |
| 5 |
PERY
Perry Ellis International Inc
PERY
|
+$2.24M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.95% |
| 2 | Energy | 9.29% |
| 3 | Technology | 6.39% |
| 4 | Materials | 4.86% |
| 5 | Consumer Discretionary | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
PUT
Texas Instruments
TXN
$253B
| – | – |
-35,600
| Closed | -$2.5M |
|
102
Energy Fuels
UUUU
$2.83B
| – | – |
-231,068
| Closed | -$367K |
|
|
VYNT
103
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
| – | – |
-1,811
| Closed | -$476K |
|
|
TMBR
104
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
| – | – |
-14
| Closed | -$114K |
|
|
OCLSW
105
DELISTED
Oculus Innovative Sciences, Inc.
OCLSW
| – | – |
-266,363
| Closed | -$1.16M |
|
|
CYTXW
106
DELISTED
Cytori Therapeutics Inc Warrant
CYTXW
| – | – |
-450,000
| Closed | -$914K |
|
|
DSKX
107
DELISTED
DS HEALTHCARE GROUP, INC. NEW COMMON STOCK
DSKX
| – | – |
-1,189,600
| Closed | -$274K |
|
|
GNVC
108
DELISTED
GenVec, Inc.
GNVC
| – | – |
-33,021
| Closed | -$155K |
|
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Anson Funds Management's Q4 2016 Portfolio in Review
As of Q4 2016, Anson Funds Management held 109 positions worth $320M, down 31% from $465M the previous quarter. Its ten largest holdings account for 67% of the portfolio.
Anson Funds Management withdrew a net $159M in Q4 2016, closing 21 positions and reducing 14 holdings. Its most notable exit was Sprott Physical Gold, an estimated $11.1M position sold in full.
By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Energy and Technology.
Against the trend, Anson Funds Management opened a new position in Caterpillar worth $4.64M.
- Anson Funds Management's largest Q4 2016 buy was Caterpillar: 50,000 shares worth $4.64M.
- Anson Funds Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $20.8M increase.
- Anson Funds Management's biggest Q4 2016 reduction was Bank of America, cutting an estimated $26.8M.
- Anson Funds Management fully exited Sprott Physical Gold in Q4 2016, selling an estimated $11.1M.
- Anson Funds Management's ten largest holdings make up 67% of its $320M portfolio in Q4 2016.
- Anson Funds Management opened 50 new positions and closed 21 in Q4 2016.
- Anson Funds Management's portfolio value fell 31% quarter-over-quarter to $320M.
Based on Anson Funds Management's 13F filing for Q4 2016, filed 14 Feb 2017.