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AFM

Anson Funds Management Portfolio holdings

AUM $1.68B
1-Year Est. Return 373.57%
This Fund
S&P 500
This Quarter Est. Return
+9.11%
1 Year Est. Return
+373.57%
3 Year Est. Return
+2,009.68%
5 Year Est. Return
+1,118.82%
10 Year Est. Return
+17,700.84%
AUM
$320M
AUM Growth
-$146M
Cap. Flow
-$4.09M
Cap. Flow %
-1.28%
Top 10 Hldgs %
67.17%
Holding
109
New
50
Increased
6
Reduced
14
Closed
21

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.8M
2
BXE
Bellatrix Exploration Ltd.
BXE
+$5.02M
3
CAT icon
Caterpillar
CAT
+$4.53M
4
HIHO icon
Highway Holdings
HIHO
+$2.33M
5
LITS
Lite Strategy Inc
LITS
+$2.15M

Top Sells

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$26.8M
2
PHYS icon
Sprott Physical Gold
PHYS
+$11.1M
3
CXW icon
CoreCivic
CXW
+$7.03M
4
TK icon
Teekay
TK
+$3.08M
5
PERY
Perry Ellis International Inc
PERY
+$2.24M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.62%
2 Financials 9.95%
3 Energy 9.59%
4 Materials 6.5%
5 Technology 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
101
PUT
Texas Instruments
TXN
$241B
– –
-35,600
Closed -$2.5M
UUUU icon
102
Energy Fuels
UUUU
$3.14B
– –
-231,068
Closed -$367K
VYNT
103
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
– –
-1,811
Closed -$476K
TMBR
104
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
– –
-14
Closed -$114K
OCLSW
105
DELISTED
Oculus Innovative Sciences, Inc.
OCLSW
– –
-266,363
Closed -$1.16M
CYTXW
106
DELISTED
Cytori Therapeutics Inc Warrant
CYTXW
– –
-450,000
Closed -$914K
DSKX
107
DELISTED
DS HEALTHCARE GROUP, INC. NEW COMMON STOCK
DSKX
– –
-1,189,600
Closed -$274K
GNVC
108
DELISTED
GenVec, Inc.
GNVC
– –
-33,021
Closed -$155K
1 2 3 4
5

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KFGK
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BCLSI
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Anson Funds Management's Q4 2016 Portfolio in Review

As of Q4 2016, Anson Funds Management held 109 positions worth $320M, down 31% from $465M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Anson Funds Management's Q4 2016 filing shows 50 new, 6 increased, 14 reduced and 21 closed positions. Its largest new stake was Caterpillar: 50,000 shares worth $4.64M. The largest sale was Bank of America, an estimated $26.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, down from 67% a quarter earlier, followed by Financials and Energy.

  • Anson Funds Management's largest Q4 2016 buy was Caterpillar: 50,000 shares worth $4.64M.
  • Anson Funds Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $20.8M increase.
  • Anson Funds Management's biggest Q4 2016 reduction was Bank of America, cutting an estimated $26.8M.
  • Anson Funds Management fully exited Sprott Physical Gold in Q4 2016, selling an estimated $11.1M.
  • Anson Funds Management's ten largest holdings make up 67% of its $320M portfolio in Q4 2016.
  • Anson Funds Management opened 50 new positions and closed 21 in Q4 2016.
  • Anson Funds Management's portfolio value fell 31% quarter-over-quarter to $320M.

Based on Anson Funds Management's 13F filing for Q4 2016, filed 14 Feb 2017.