Annex Advisory Services’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Annex Advisory Services’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-8,200	Closed	-$207K	–	123
2015 Q2	$207K	Sell	8,200 -1,200	-13%	-$30.5K	0.07%	109
2015 Q1	$241K	Hold	9,400	–	–	0.08%	102
2014 Q4	$242K	Hold	9,400	–	–	0.08%	79
2014 Q3	$237K	Sell	9,400 -500	-5%	-$12.7K	0.08%	66
2014 Q2	$251K	Hold	9,900	–	–	0.09%	66
2014 Q1	$252K	Hold	9,900	–	–	0.09%	66
2013 Q4	$245K	Hold	9,900	–	–	0.09%	71
2013 Q3	$244K	Hold	9,900	–	–	0.11%	79
2013 Q2	$246K	Buy	+9,900	New	+$251K	0.14%	78

Other funds holding HSBC.PRA

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Conning Inc Hartford, Connecticut $3.01B AUM 16.23% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Annex Advisory Services's HSBC.PRA Position: Q3 2015 in Review

Annex Advisory Services sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q3 2015, closing a stake of 8,200 shares — an estimated $207K sold.

Annex Advisory Services first reported a position in HSBC.PRA in Q2 2013 and held it in 9 quarters. The position peaked at $252K in Q1 2014. 91 funds tracked by Wall St. Rank hold HSBC.PRA as of Q3 2015.

Annex Advisory Services reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q3 2015 after selling out during the quarter.
Annex Advisory Services sold 8,200 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q3 2015, an estimated $207K.
Annex Advisory Services first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2013 and held it in 9 quarters.
Annex Advisory Services's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $252K in Q1 2014.
91 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q3 2015.

Based on Annex Advisory Services's 13F filing for Q3 2015, filed 16 Nov 2015.