Ameriprise’s Hercules Capital, Inc. HTGY.CL Stock Holding History

Ameriprise’s Portfolio HTGY.CL Stock Details HTGY.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-1,000	Closed	-$25K	–	5456
2014 Q3	$25K	Hold	1,000	–	–	﹤0.01%	4379
2014 Q2	$26K	Buy	+1,000	New	+$25.9K	﹤0.01%	4209

Other funds holding HTGY.CL

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Ameriprise's HTGY.CL Position: Q4 2014 in Review

Ameriprise sold out of Hercules Capital, Inc. (HTGY.CL) in Q4 2014, closing a stake of 1,000 shares — an estimated $25K sold.

Ameriprise first reported a position in HTGY.CL in Q2 2014 and held it in 2 quarters. The position peaked at $26K in Q2 2014. 1 fund tracked by Wall St. Rank holds HTGY.CL as of Q4 2014.

Ameriprise reported no remaining Hercules Capital, Inc. position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 1,000 Hercules Capital, Inc. shares in Q4 2014, an estimated $25K.
Ameriprise first reported a position in Hercules Capital, Inc. in Q2 2014 and held it in 2 quarters.
Ameriprise's Hercules Capital, Inc. position peaked at $26K in Q2 2014.
1 fund tracked by Wall St. Rank held Hercules Capital, Inc. as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.