Ameriprise’s CARDICA INC COM NEW (DE) CRDC Stock Holding History

Ameriprise’s Portfolio CRDC Stock Details CRDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-831	Closed	-$9K	–	4981
2014 Q3	$9K	Buy	+831	New	+$9.42K	﹤0.01%	4902

Other funds holding CRDC

Broadfin Capital New York $747M AUM 100.56% 1-Year Est. Return

CCM

Camber Capital Management Boston, Massachusetts $1.07B AUM 8.19% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

PGCM

Prescott Group Capital Management Tulsa, Oklahoma $1B AUM 51.95% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return

DCM

DAFNA Capital Management Los Angeles, California $440M AUM 109.12% 1-Year Est. Return

ACP

Acuta Capital Partners Redwood City, California $142M AUM 783.79% 1-Year Est. Return

Ameriprise's CRDC Position: Q4 2014 in Review

Ameriprise sold out of CARDICA INC COM NEW (DE) (CRDC) in Q4 2014, closing a stake of 831 shares — an estimated $9K sold.

Ameriprise first reported a position in CRDC in Q3 2014 and held it in 1 quarter. The position peaked at $9K in Q3 2014. 37 funds tracked by Wall St. Rank hold CRDC as of Q4 2014.

Ameriprise reported no remaining CARDICA INC COM NEW (DE) position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 831 CARDICA INC COM NEW (DE) shares in Q4 2014, an estimated $9K.
Ameriprise first reported a position in CARDICA INC COM NEW (DE) in Q3 2014 and held it in 1 quarter.
Ameriprise's CARDICA INC COM NEW (DE) position peaked at $9K in Q3 2014.
37 funds tracked by Wall St. Rank held CARDICA INC COM NEW (DE) as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.