Ameriprise’s ProShares Morningstar Alternatives Solution ETF ALTS Stock Holding History

Ameriprise’s Portfolio ALTS Stock Details ALTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-5,851	Closed	-$228K	–	3895
2017 Q1	$228K	Buy	5,851 +233	+4%	+$9.03K	﹤0.01%	3441
2016 Q4	$217K	Sell	5,618 -25,456	-82%	-$969K	﹤0.01%	3643
2016 Q3	$1.2M	Buy	31,074 +4,048	+15%	+$155K	﹤0.01%	2840
2016 Q2	$1.03M	Buy	27,026 +10,545	+64%	+$403K	﹤0.01%	2868
2016 Q1	$632K	Buy	16,481 +9,748	+145%	+$366K	﹤0.01%	3064
2015 Q4	$259K	Buy	+6,733	New	+$262K	﹤0.01%	3553

Other funds holding ALTS

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

BWM

Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.9B AUM 23.65% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $4.08B AUM 58.77% 1-Year Est. Return

Ameriprise's ALTS Position: Q2 2017 in Review

Ameriprise sold out of ProShares Morningstar Alternatives Solution ETF (ALTS) in Q2 2017, closing a stake of 5,851 shares — an estimated $228K sold.

Ameriprise first reported a position in ALTS in Q4 2015 and held it in 6 quarters. The position peaked at $1.2M in Q3 2016. 10 funds tracked by Wall St. Rank hold ALTS as of Q2 2017.

Ameriprise reported no remaining ProShares Morningstar Alternatives Solution ETF position as of Q2 2017 after selling out during the quarter.
Ameriprise sold 5,851 ProShares Morningstar Alternatives Solution ETF shares in Q2 2017, an estimated $228K.
Ameriprise first reported a position in ProShares Morningstar Alternatives Solution ETF in Q4 2015 and held it in 6 quarters.
Ameriprise's ProShares Morningstar Alternatives Solution ETF position peaked at $1.2M in Q3 2016.
10 funds tracked by Wall St. Rank held ProShares Morningstar Alternatives Solution ETF as of Q2 2017.

Based on Ameriprise's 13F filing for Q2 2017, filed 10 Aug 2017.