LPL Financial
ALTS

LPL Financial’s ProShares Morningstar Alternatives Solution ETF ALTS Stock Holding History

LPL Financial’s Portfolio ALTS Stock Details ALTS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q3 		– Sell
-6,080
Closed -$227K – 3446
2019
Q2 		$227K Sell
6,080
-750
-11% -$27.8K ﹤0.01% 2931
2019
Q1 		$253K Hold
6,830
– – ﹤0.01% 2774
2018
Q4 		$248K Hold
6,830
– – ﹤0.01% 2629
2018
Q3 		$260K Sell
6,830
-300
-4% -$11.4K ﹤0.01% 2810
2018
Q2 		$269K Sell
7,130
-626
-8% -$23.5K ﹤0.01% 2753
2018
Q1 		$288K Sell
7,756
-151
-2% -$5.7K ﹤0.01% 2653
2017
Q4 		$301K Sell
7,907
-710
-8% -$27.4K ﹤0.01% 2500
2017
Q3 		$334K Sell
8,617
-90
-1% -$3.49K ﹤0.01% 2274
2017
Q2 		$339K Sell
8,707
-436
-5% -$17K ﹤0.01% 2180
2017
Q1 		$357K Sell
9,143
-1,082
-11% -$41.9K ﹤0.01% 2079
2016
Q4 		$395K Sell
10,225
-3,059
-23% -$116K ﹤0.01% 1946
2016
Q3 		$504K Sell
13,284
-966
-7% -$37K ﹤0.01% 1711
2016
Q2 		$544K Sell
14,250
-26,492
-65% -$1.01M ﹤0.01% 1597
2016
Q1 		$1.54M Buy
40,742
+3,626
+10% +$136K ﹤0.01% 1357
2015
Q4 		$1.41M Buy
37,116
+22,163
+148% +$861K ﹤0.01% 1405
2015
Q3 		$581K Buy
14,953
+1,967
+15% +$77.7K ﹤0.01% 1666
2015
Q2 		$518K Buy
12,986
+1,486
+13% +$60.2K ﹤0.01% 1877
2015
Q1 		$465K Buy
11,500
+5,963
+108% +$243K ﹤0.01% 1902
2014
Q4 		$227K Buy
+5,537
New +$223K ﹤0.01% 2402

Other funds holding ALTS

Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
GWM
Geneos Wealth Management Englewood, Colorado $4.9B AUM 23.65% 1-Year Est. Return
WAP
Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial's ALTS Position: Q3 2019 in Review

LPL Financial sold out of ProShares Morningstar Alternatives Solution ETF (ALTS) in Q3 2019, closing a stake of 6,080 shares — an estimated $227K sold.

LPL Financial first reported a position in ALTS in Q4 2014 and held it in 19 quarters. The position peaked at $1.54M in Q1 2016. 8 funds tracked by Wall St. Rank hold ALTS as of Q3 2019.

  • LPL Financial reported no remaining ProShares Morningstar Alternatives Solution ETF position as of Q3 2019 after selling out during the quarter.
  • LPL Financial sold 6,080 ProShares Morningstar Alternatives Solution ETF shares in Q3 2019, an estimated $227K.
  • LPL Financial first reported a position in ProShares Morningstar Alternatives Solution ETF in Q4 2014 and held it in 19 quarters.
  • LPL Financial's ProShares Morningstar Alternatives Solution ETF position peaked at $1.54M in Q1 2016.
  • 8 funds tracked by Wall St. Rank held ProShares Morningstar Alternatives Solution ETF as of Q3 2019.

Based on LPL Financial's 13F filing for Q3 2019, filed 13 Nov 2019.