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ACM

Altium Capital Management Portfolio holdings

AUM $42M
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$25.3M
AUM Growth
+$24.7M
Cap. Flow
+$24.9M
Cap. Flow %
98.34%
Top 10 Hldgs %
79.08%
Holding
19
New
18
Increased
–
Reduced
–
Closed
1

Top Buys

Rank Stock Value
1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$3.31M
2
RVT icon
Royce Value Trust
RVT
+$3.09M
3
ASA
ASA Gold and Precious Metals
ASA
+$2.65M
4
NBXG
Neuberger Next Generation Connectivity Fund Inc
NBXG
+$2.51M
5
PCQ
Pimco California Municipal Income Fund
PCQ
+$2.28M

Top Sells

Rank Stock Value
1
PSTV icon
Plus Therapeutics
PSTV
+$628K

Sector Composition

Rank Sector Weight
1 Financials 9.08%
2 Healthcare 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASA
1
ASA Gold and Precious Metals
ASA
$948M
$3.12M 12.32%
+52,219
New +$2.65M
RVT icon
2
Royce Value Trust
RVT
$2.21B
$3.1M 12.25%
+192,509
New +$3.09M
PDX
3
PIMCO Dynamic Income Strategy Fund
PDX
$957M
$2.84M 11.21%
+151,007
New +$3.31M
NBXG
4
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.18B
$2.45M 9.7%
+169,873
New +$2.51M
PCQ
5
Pimco California Municipal Income Fund
PCQ
$162M
$2.26M 8.94%
+259,092
New +$2.28M
LEO
6
BNY Mellon Strategic Municipals
LEO
$387M
$1.67M 6.59%
+262,052
New +$1.64M
TY icon
7
TRI-Continental Corp
TY
$1.86B
$1.32M 5.22%
+40,451
New +$1.37M
GAM
8
General American Investors Company
GAM
$1.54B
$1.22M 4.84%
+20,845
New +$1.27M
AFB
9
AllianceBernstein National Municipal Income Fund
AFB
$312M
$1.05M 4.14%
+96,849
New +$1.05M
CHW
10
Calamos Global Dynamic Income Fund
CHW
$544M
$977K 3.86%
+131,803
New +$984K
MXF
11
Mexico Fund
MXF
$306M
$973K 3.84%
+48,287
New +$936K
DIAX
12
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$931K 3.68%
+60,998
New +$907K
RMT
13
Royce Micro-Cap Trust
RMT
$736M
$908K 3.59%
+87,078
New +$905K
HFRO
14
Highland Opportunities and Income Fund
HFRO
$407M
$855K 3.38%
+143,059
New +$896K
IIF
15
Morgan Stanley India Investment Fund
IIF
$210M
$730K 2.88%
+29,210
New +$780K
JOF
16
Japan Smaller Capitalization Fund
JOF
$320M
$441K 1.74%
+39,775
New +$418K
NDRA icon
17
ENDRA Life Sciences
NDRA
$6.17M
$235K 0.93%
+51,900
New +$296K
DMA
18
Destra Multi-Alternative Fund
DMA
$68.7M
$220K 0.87%
+24,559
New +$216K
PSTV icon
19
Plus Therapeutics
PSTV
$26.4M
– –
-36,757
Closed -$628K

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Altium Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Altium Capital Management held 19 positions worth $25.3M, up 3,926% from $628K the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Altium Capital Management deployed $24.9M of net new capital in Q4 2025, opening 18 new positions. Its largest new stake was PIMCO Dynamic Income Strategy Fund: 151,007 shares worth $2.84M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, followed by Healthcare.

On the sell side, the most notable exit was Plus Therapeutics, an estimated $628K sold.

  • Altium Capital Management's largest Q4 2025 buy was PIMCO Dynamic Income Strategy Fund: 151,007 shares worth $2.84M.
  • Altium Capital Management fully exited Plus Therapeutics in Q4 2025, selling an estimated $628K.
  • Altium Capital Management's ten largest holdings make up 79% of its $25.3M portfolio in Q4 2025.
  • Altium Capital Management opened 18 new positions and closed 1 in Q4 2025.
  • Altium Capital Management's portfolio value rose 3,926% quarter-over-quarter to $25.3M.

Based on Altium Capital Management's 13F filing for Q4 2025, filed 6 Feb 2026.