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ACM

Altium Capital Management Portfolio holdings

AUM $42M
This Fund
S&P 500
This Quarter Est. Return
-0.21%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$42M
AUM Growth
+$16.7M
Cap. Flow
+$17.4M
Cap. Flow %
41.37%
Top 10 Hldgs %
68.96%
Holding
20
New
2
Increased
14
Reduced
–
Closed
1

Top Buys

Rank Stock Value
1
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$2.76M
2
RMT
Royce Micro-Cap Trust
RMT
+$1.81M
3
MXF
Mexico Fund
MXF
+$1.7M
4
GAM
General American Investors Company
GAM
+$1.69M
5
CHW
Calamos Global Dynamic Income Fund
CHW
+$1.54M

Top Sells

Rank Stock Value
1
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$931K

Sector Composition

Rank Sector Weight
1 Financials 11.62%
2 Healthcare 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDX
1
PIMCO Dynamic Income Strategy Fund
PDX
$942M
$3.48M 8.28%
157,700
+6,693
+4% +$136K
ASA
2
ASA Gold and Precious Metals
ASA
$924M
$3.24M 7.71%
52,219
– –
RVT icon
3
Royce Value Trust
RVT
$2.19B
$3.2M 7.61%
192,509
– –
PCQ
4
Pimco California Municipal Income Fund
PCQ
$163M
$2.86M 6.8%
333,093
+74,001
+29% +$659K
GAM
5
General American Investors Company
GAM
$1.54B
$2.85M 6.78%
48,755
+27,910
+134% +$1.69M
LEO
6
BNY Mellon Strategic Municipals
LEO
$386M
$2.76M 6.57%
438,676
+176,624
+67% +$1.13M
RMT
7
Royce Micro-Cap Trust
RMT
$718M
$2.75M 6.54%
243,050
+155,972
+179% +$1.81M
MXF
8
Mexico Fund
MXF
$307M
$2.68M 6.38%
128,185
+79,898
+165% +$1.7M
NBXG
9
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.11B
$2.63M 6.27%
204,562
+34,689
+20% +$475K
SPXX icon
10
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$327M
$2.53M 6.02%
+157,395
New +$2.76M
TY icon
11
TRI-Continental Corp
TY
$1.84B
$2.49M 5.93%
78,920
+38,469
+95% +$1.26M
CHW
12
Calamos Global Dynamic Income Fund
CHW
$516M
$2.39M 5.68%
328,901
+197,098
+150% +$1.54M
AFB
13
AllianceBernstein National Municipal Income Fund
AFB
$315M
$2.38M 5.65%
222,264
+125,415
+129% +$1.37M
JOF
14
Japan Smaller Capitalization Fund
JOF
$316M
$1.64M 3.9%
150,412
+110,637
+278% +$1.26M
IIF
15
Morgan Stanley India Investment Fund
IIF
$214M
$1.63M 3.87%
79,031
+49,821
+171% +$1.16M
HFRO
16
Highland Opportunities and Income Fund
HFRO
$407M
$1.58M 3.77%
277,068
+134,009
+94% +$817K
DMA
17
Destra Multi-Alternative Fund
DMA
$67.7M
$444K 1.06%
54,723
+30,164
+123% +$260K
GF
18
New Germany Fund
GF
$182M
$255K 0.61%
+24,920
New +$288K
NDRA icon
19
ENDRA Life Sciences
NDRA
$5.65M
$241K 0.57%
51,900
– –
DIAX
20
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-60,998
Closed -$931K

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TA
TLS Advisors Miami, Florida $42.1M AUM 25.99% 1-Year Est. Return
SIM
Spark Investment Management New York $41.6M AUM 80.97% 1-Year Est. Return
LSA
Liberty Street Advisors New York $41.4M AUM 34.47% 1-Year Est. Return
VEPM
Vista Equity Partners Management San Francisco, California $42.7M AUM 16.65% 1-Year Est. Return
GC
Gruss & Co West Palm Beach, Florida $42.8M AUM 49.41% 1-Year Est. Return
VI
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BCM
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VAM
Vazirani Asset Management New York $43.4M AUM 84.05% 1-Year Est. Return

Altium Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Altium Capital Management held 20 positions worth $42M, up 66% from $25.3M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Altium Capital Management deployed $17.4M of net new capital in Q1 2026, opening 2 new positions and adding to 14 existing holdings. Its largest new stake was Nuveen S&P 500 Dynamic Overwrite Fund: 157,395 shares worth $2.53M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 9.1% a quarter earlier, followed by Healthcare.

On the sell side, the most notable exit was Nuveen Dow 30SM Dynamic Overwrite Fund, an estimated $931K sold.

  • Altium Capital Management's largest Q1 2026 buy was Nuveen S&P 500 Dynamic Overwrite Fund: 157,395 shares worth $2.53M.
  • Altium Capital Management added most to Royce Micro-Cap Trust in Q1 2026, an estimated $1.81M increase.
  • Altium Capital Management fully exited Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2026, selling an estimated $931K.
  • Altium Capital Management's ten largest holdings make up 69% of its $42M portfolio in Q1 2026.
  • Altium Capital Management opened 2 new positions and closed 1 in Q1 2026.
  • Altium Capital Management's portfolio value rose 66% quarter-over-quarter to $42M.

Based on Altium Capital Management's 13F filing for Q1 2026, filed 1 May 2026.