ALPS Advisors’s iShares Russell 2000 ETF IWM Stock Holding History

ALPS Advisors’s Portfolio IWM Stock Details IWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-6,002	Closed	-$698K	–	594
2014 Q1	$698K	Buy	6,002 +1,786	+42%	+$206K	0.01%	160
2013 Q4	$473K	Sell	4,216 -31,493	-88%	-$3.48M	﹤0.01%	444
2013 Q3	$3.81M	Buy	+35,709	New	+$3.69M	0.04%	102

Other funds holding IWM

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

GHF

Good Harbor Financial Barrington, Illinois $916M AUM 5.96% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

ALPS Advisors's IWM Position: Q2 2014 in Review

ALPS Advisors sold out of iShares Russell 2000 ETF (IWM) in Q2 2014, closing a stake of 6,002 shares — an estimated $698K sold.

ALPS Advisors first reported a position in IWM in Q3 2013 and held it in 3 quarters. The position peaked at $3.81M in Q3 2013. 771 funds tracked by Wall St. Rank hold IWM as of Q2 2014.

ALPS Advisors reported no remaining iShares Russell 2000 ETF position as of Q2 2014 after selling out during the quarter.
ALPS Advisors sold 6,002 iShares Russell 2000 ETF shares in Q2 2014, an estimated $698K.
ALPS Advisors first reported a position in iShares Russell 2000 ETF in Q3 2013 and held it in 3 quarters.
ALPS Advisors's iShares Russell 2000 ETF position peaked at $3.81M in Q3 2013.
771 funds tracked by Wall St. Rank held iShares Russell 2000 ETF as of Q2 2014.

Based on ALPS Advisors's 13F filing for Q2 2014, filed 15 Aug 2014.