ALPS Advisors’s DURECT Corp DRRX Stock Holding History

ALPS Advisors’s Portfolio DRRX Stock Details DRRX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-28,668	Closed	-$315K	–	892
2018 Q3	$315K	Buy	28,668 +5,199	+22%	+$70.6K	﹤0.01%	894
2018 Q2	$366K	Buy	+23,469	New	+$481K	﹤0.01%	818

Other funds holding DRRX

First Eagle Investment Management New York $59B AUM 32.99% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

ISL

Ingalls & Snyder LLC New York $2.83B AUM 21.61% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

PAM

Panagora Asset Management Boston, Massachusetts $26.7B AUM 36.4% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Gagnon Securities New York $433M AUM 29.08% 1-Year Est. Return

ALPS Advisors's DRRX Position: Q4 2018 in Review

ALPS Advisors sold out of DURECT Corp (DRRX) in Q4 2018, closing a stake of 28,668 shares — an estimated $315K sold.

ALPS Advisors first reported a position in DRRX in Q2 2018 and held it in 2 quarters. The position peaked at $366K in Q2 2018. 88 funds tracked by Wall St. Rank hold DRRX as of Q4 2018.

ALPS Advisors reported no remaining DURECT Corp position as of Q4 2018 after selling out during the quarter.
ALPS Advisors sold 28,668 DURECT Corp shares in Q4 2018, an estimated $315K.
ALPS Advisors first reported a position in DURECT Corp in Q2 2018 and held it in 2 quarters.
ALPS Advisors's DURECT Corp position peaked at $366K in Q2 2018.
88 funds tracked by Wall St. Rank held DURECT Corp as of Q4 2018.

Based on ALPS Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.