AlphaMark Advisors’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

AlphaMark Advisors’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-500	Closed	-$6K	–	297
2015 Q2	$6K	Hold	500	–	–	﹤0.01%	252
2015 Q1	$6K	Hold	500	–	–	﹤0.01%	259
2014 Q4	$6K	Hold	500	–	–	﹤0.01%	257
2014 Q3	$6K	Sell	500 -4,300	-90%	-$59.1K	﹤0.01%	275
2014 Q2	$70K	Hold	4,800	–	–	0.04%	133
2014 Q1	$66K	Hold	4,800	–	–	0.04%	134
2013 Q4	$64K	Hold	4,800	–	–	0.04%	131
2013 Q3	$71K	Buy	+4,800	New	+$71.5K	0.04%	130

Other funds holding CEF

SAC

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

AlphaMark Advisors's CEF Position: Q3 2015 in Review

AlphaMark Advisors sold out of Sprott Physical Gold and Silver Trust (CEF) in Q3 2015, closing a stake of 500 shares — an estimated $6K sold.

AlphaMark Advisors first reported a position in CEF in Q3 2013 and held it in 8 quarters. The position peaked at $71K in Q3 2013. 178 funds tracked by Wall St. Rank hold CEF as of Q3 2015.

AlphaMark Advisors reported no remaining Sprott Physical Gold and Silver Trust position as of Q3 2015 after selling out during the quarter.
AlphaMark Advisors sold 500 Sprott Physical Gold and Silver Trust shares in Q3 2015, an estimated $6K.
AlphaMark Advisors first reported a position in Sprott Physical Gold and Silver Trust in Q3 2013 and held it in 8 quarters.
AlphaMark Advisors's Sprott Physical Gold and Silver Trust position peaked at $71K in Q3 2013.
178 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q3 2015.

Based on AlphaMark Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.