Allworth Financial’s Oxford Lane Capital OXLC Stock Holding History

Allworth Financial’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$87.5K	Sell	9,994 -1,165	-10%	-$11.3K	﹤0.01%	2042
2026 Q1	$109K	Buy	11,159 +1,056	+10%	+$11.6K	﹤0.01%	1781
2025 Q4	$148K	Sell	10,103 -8,965	-47%	-$134K	﹤0.01%	1507
2025 Q3	$323K	Buy	19,068 +26	+0.1%	+$475	﹤0.01%	1065
2025 Q2	$400K	Buy	19,042 +18,535	+3,656%	+$416K	﹤0.01%	906
2025 Q1	$11.5K	Hold	507	–	–	﹤0.01%	2363
2024 Q4	$12.8K	Hold	507	–	–	﹤0.01%	2339
2024 Q3	$13.3K	Sell	507 -262	-34%	-$7.07K	﹤0.01%	2134
2024 Q2	$21.4K	Hold	769	–	–	﹤0.01%	1840
2024 Q1	$19.5K	Sell	769 -1,085	-59%	-$27.9K	﹤0.01%	1790
2023 Q4	$45.8K	Buy	+1,854	New	+$45.7K	﹤0.01%	1231
2022 Q3	–	Sell	-500	Closed	-$14K	–	2981
2022 Q2	$14K	Buy	+500	New	+$16.4K	﹤0.01%	1410

Other funds holding OXLC

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $6.07B AUM 34.81% 1-Year Est. Return

KKRC

Kohlberg Kravis Roberts & Co New York $5.71B AUM 72.37% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Jain Global New York $25.4B AUM 45.67% 1-Year Est. Return

Blackstone Inc New York $32.9B AUM 23.66% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

EPCM

Eagle Point Credit Management Greenwich, Connecticut $66.2M AUM

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Allworth Financial's OXLC Position: Q2 2026 in Review

Allworth Financial reduced its Oxford Lane Capital (OXLC) stake by 10% in Q2 2026, selling an estimated $11.3K and leaving 9,994 shares worth $87.5K. The position accounts for ﹤0.01% of the portfolio, ranked #2042.

Allworth Financial first reported a position in OXLC in Q2 2022 and has held it in 12 quarters since. The position peaked at $400K in Q2 2025. 95 funds tracked by Wall St. Rank hold OXLC as of Q2 2026.

Allworth Financial held 9,994 shares of Oxford Lane Capital worth $87.5K as of Q2 2026.
Allworth Financial sold 1,165 Oxford Lane Capital shares in Q2 2026, an estimated $11.3K.
Oxford Lane Capital made up ﹤0.01% of Allworth Financial's portfolio in Q2 2026, its #2042 holding.
Allworth Financial first reported a position in Oxford Lane Capital in Q2 2022 and has held it in 12 quarters since.
Allworth Financial's Oxford Lane Capital position peaked at $400K in Q2 2025.
95 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q2 2026.

Based on Allworth Financial's 13F filing for Q2 2026, filed 11 Aug 2026.