Allworth Financial’s Great Elm Capital Corp GECC Stock Holding History

Allworth Financial’s Portfolio GECC Stock Details GECC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$7.63K	Hold	1,400	–	–	﹤0.01%	4026
2026 Q2	$7.63K	Sell	1,400 -6	-0.4%	-$34	﹤0.01%	3895
2026 Q1	$7.04K	Buy	1,406 +6	+0.4%	+$38	﹤0.01%	3745
2025 Q4	$9.9K	Hold	1,400	–	–	﹤0.01%	3275
2025 Q3	$14K	Hold	1,400	–	–	﹤0.01%	2923
2025 Q2	$14.9K	Buy	+1,400	New	+$14.5K	﹤0.01%	2696

Other funds holding GECC

Founders Financial Alliance Raleigh, North Carolina $723M AUM 19.75% 1-Year Est. Return

Crestwood Advisors Group Boston, Massachusetts $6.76B AUM 24% 1-Year Est. Return

HRT Financial New York $57.2B AUM 52.85% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return

Ethos Financial Group King Of Prussia, Pennsylvania $1.88B AUM 15.44% 1-Year Est. Return

Rockefeller Capital Management New York $68.5B AUM 24.33% 1-Year Est. Return

Significant Wealth Partners Cary, Illinois $94.6M AUM 5.46% 1-Year Est. Return

Stratos Wealth Partners Beachwood, Ohio $9.8B AUM 20.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

TCOT

Trust Company of Toledo Holland, Ohio $1.25B AUM 28.18% 1-Year Est. Return

Allworth Financial's GECC Position: Q3 2026 in Review

Allworth Financial held its Great Elm Capital Corp (GECC) position steady in Q3 2026 at 1,400 shares worth $7.63K. The position accounts for ﹤0.01% of the portfolio, ranked #4026.

Allworth Financial first reported a position in GECC in Q2 2025 and has held it in 6 quarters since. The position peaked at $14.9K in Q2 2025. 16 funds tracked by Wall St. Rank hold GECC as of Q3 2026.

Allworth Financial held 1,400 shares of Great Elm Capital Corp worth $7.63K as of Q3 2026.
Allworth Financial left its Great Elm Capital Corp share count unchanged in Q3 2026.
Great Elm Capital Corp made up ﹤0.01% of Allworth Financial's portfolio in Q3 2026, its #4026 holding.
Allworth Financial first reported a position in Great Elm Capital Corp in Q2 2025 and has held it in 6 quarters since.
Allworth Financial's Great Elm Capital Corp position peaked at $14.9K in Q2 2025.
16 funds tracked by Wall St. Rank held Great Elm Capital Corp as of Q3 2026.

Based on Allworth Financial's 13F filing for Q3 2026, filed 6 Nov 2026.