Alken Asset Management’s SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-3,971	Closed	-$202K	–	4
2017 Q4	$202K	Buy	3,971 +323	+9%	+$16.4K	0.35%	4
2017 Q3	$185K	Buy	3,648 +1,260	+53%	+$63.9K	0.42%	6
2017 Q2	$118K	Buy	+2,388	New	+$118K	0.15%	10