Alken Asset Management’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Alken Asset Management’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-3,971	Closed	-$202K	–	4
2017 Q4	$202K	Buy	3,971 +323	+9%	+$16.6K	0.35%	4
2017 Q3	$185K	Buy	3,648 +1,260	+53%	+$63.8K	0.42%	6
2017 Q2	$118K	Buy	+2,388	New	+$117K	0.15%	10

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MFM

MD Financial Management Ottawa, Ontario, Canada $4.15B AUM 11.74% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $67.7B AUM 51.91% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Alken Asset Management's CWB Position: Q1 2018 in Review

Alken Asset Management sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q1 2018, closing a stake of 3,971 shares — an estimated $202K sold.

Alken Asset Management first reported a position in CWB in Q2 2017 and held it in 3 quarters. The position peaked at $202K in Q4 2017. 333 funds tracked by Wall St. Rank hold CWB as of Q1 2018.

Alken Asset Management reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q1 2018 after selling out during the quarter.
Alken Asset Management sold 3,971 State Street SPDR Bloomberg Convertible Securities ETF shares in Q1 2018, an estimated $202K.
Alken Asset Management first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q2 2017 and held it in 3 quarters.
Alken Asset Management's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $202K in Q4 2017.
333 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q1 2018.

Based on Alken Asset Management's 13F filing for Q1 2018, filed 14 May 2018.